Control Room Officer – Compliance (Onsite | New York, NY) A high-growth fintech company in the digital asset space... regulatory compliance across all business lines. What you’ll do: Execute and mature the Control Room function and strategy...
GENERAL PURPOSE: The Director, Building Systems/Compliance and Lease Management is responsible for overseeing the... maintenance, compliance, and operational integrity of all critical building systems in a predominantly owner-occupied property...
opportunities and development for our teams. GENERAL PURPOSE: The Director, Building Systems/Compliance and Lease Management... is responsible for overseeing the maintenance, compliance, and operational integrity of all critical building systems...
governance, and compliance operations across banking, insurance, and capital markets. Demonstrated success managing complex... & Regulatory Compliance practice. Our Senior Managers lead teams of industry experts and talented consultants on a variety...
Deputy Director, Compliance, and with wide latitude for independent judgment will perform the following job responsibilities..., which include and are not limited to: - Work closely with the Deputy Director to ensure agency accountability and compliance...
, but are not limited to: Supporting front office staff by accurately and promptly handling daily compliance-related operations. Japan...SUMMARY ACBD1 is a front office function serving Japanese corporate clients in the U.S. The Compliance and Risk...
to uphold ethical standards, even under pressure. Demonstrable experience leading compliance operations or governance...Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer - EH&B...
, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce..., and critical thinking, with minimal delegation and a strong focus on quality and accuracy. The position supports the compliance...
and guidance. The Director of Investigations and Compliance will be responsible for managing the Agency's investigative... and compliance programs under the New York City Equal Employment Opportunity (EEO) Policy and related law. This role will directly...
they are and what they contribute. To learn more about CIBC, please visit What You’ll Be Doing: The Capital Markets Compliance Examination... Specialist is responsible for the execution of the U.S. Compliance Examination Plan established to ensure adherence with broker...
compliance leader to join a multi-billion-dollar, high growth, dynamic company. This position is supporting HUB International... Compliance and Risk Officer, will be a highly visible, senior leadership position, reporting directly into the Global/Executive...
and attributes for success Analyzing an evolving portfolio of increasingly complex tax operations to provide meaningful business... and approaches to improve our clients' tax activities. Researching our clients' business operations and building long-lasting...
A dedicated support team within the Center ensures the smooth functioning of operations across various domains, including finance... of a participant’s life and avoid the harmful effects of incarceration. Brooklyn Justice Initiatives is seeking a Compliance...
global payments and crypto licensing, regulatory engagement, and ongoing regulatory compliance operations. This individual...THE WORK: We are seeking an experienced and strategic Regulatory Compliance Director to join Ripple's growing Legal...
required (law degree a plus but not required). Minimum of 3 years of relevant experience in compliance, legal operations, audit.... Job Description The Manager, Compliance will play a pivotal role in shaping and implementing the company's ethics and compliance program...
, with exposure to compliance, stock loan, or operations at a prime broker and/or clearing firm. 3+ years of direct Reg SHO...Growing clearing fintech broker dealer is seeking a compliance officer to further enhance their Reg Sho framework...
: Reporting to the Vice President, Risk & Compliance, the Manager/Senior Manager, Risk & Compliance will be responsible... for helping to design, establish/maintain, and manage a robust risk and compliance framework for Global Controllership including...
and Compliance Analysts to join the Bureau of Commercial Waste. The Contracts and Compliance Unit ensures that awardees meet... all their contractual obligations regarding proper operations, recycling, safety and training, pricing, customer service, infrastructure...
Job Description Job Description AML Compliance Officer – Job Description As an Anti-Money Laundering Compliance... Officer, you will be responsible for overseeing and managing the Firm’s AML, BSA, and OFAC compliance programs. You will work...
Company: Mercer Description: We are seeking a talented individual to join our Compliance team at Mercer. This role... compliance program for our clients and proprietary funds, with an initial focus on our North American business. The role...