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Keywords: Compliance Officer, Location: New York City, NY

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Project Officer II / III

Project Officer II / III US-NY-Long Island City Job ID: 2023-2793 Type: Regular Full-Time # of Openings: 2... Category: Construction Management The LiRo Group Overview We have an immediate need for a Project Officer II & III...

Posted Date: 03 Sep 2025

Document Control Specialist / Project Officer Associate

Document Control Specialist / Project Officer Associate US-NY-Long Island City Job ID: 2023-2792 Type: Regular... documents for city building codes and for guaranteeing compliance Research existing building status from city records...

Posted Date: 03 Sep 2025

Control Room Officer - Compliance

Control Room OfficerCompliance (Onsite | New York, NY) A high-growth fintech company in the digital asset space... is seeking a Control Room Officer to support the execution and ongoing development of its Control Room function. This role...

Company: Gervino Group
Location: New York City, NY
Posted Date: 29 Aug 2025
Salary: $140000 - 160000 per year

Compliance Officer

of New York City as an NYPD officer, state senator, and Brooklyn borough president. The Adams' administration is leading the... Deputy Director, Compliance, and with wide latitude for independent judgment will perform the following job responsibilities...

Company: City of New York
Location: New York City, NY
Posted Date: 28 Aug 2025
Salary: $85000 - 97000 per year

Senior Compliance Officer - Employee Health & Benefits

Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer - EH&B...’s regulated insurance brokerage businesses. The Senior Compliance Officer - EH&B will cover an array of issues and will support...

Company: Marsh McLennan
Location: New York City, NY
Posted Date: 27 Aug 2025

Compliance Officer (OM/WBE)

. Previously, Mayor Adams has served the people of New York City as an NYPD officer, state senator, and Brooklyn borough president... with the city and its agencies. The Problems You'll Solve The incumbent will report to the Deputy Director, Compliance...

Company: City of New York
Location: New York City, NY
Posted Date: 22 Aug 2025
Salary: $85000 - 97000 per year

Deputy Chief Compliance and Risk Officer, Retirement & Private Wealth

Compliance and Risk Officer, will be a highly visible, senior leadership position, reporting directly into the Global/Executive... Chief Compliance and Risk Officer, working closely with RPW senior leadership to collectively support the growing RPW...

Posted Date: 21 Aug 2025
Salary: $150000 - 170000 per year

Director - Compliance Officer

Growing clearing fintech broker dealer is seeking a compliance officer to further enhance their Reg Sho framework.... Key Responsibilities Maintain, administer, and enhance compliance policies, procedures, and written supervisory...

Company: Phaxis
Location: New York City, NY
Posted Date: 20 Aug 2025
Salary: $200000 per year

AML Compliance Officer

Job Description Job Description AML Compliance Officer – Job Description As an Anti-Money Laundering Compliance... Officer, you will be responsible for overseeing and managing the Firm’s AML, BSA, and OFAC compliance programs. You will work...

Company: Avid Placement
Location: New York City, NY
Posted Date: 20 Aug 2025

Portfolio & Trading Compliance Officer, Mercer Investments

directly to the Chief Compliance Officer, Canada Investments who oversees the US&C Investments Portfolio Compliance team...Company: Mercer Description: We are seeking a talented individual to join our Compliance team at Mercer. This role...

Company: Marsh McLennan
Location: New York City, NY
Posted Date: 18 Aug 2025
Salary: $91400 - 183000 per year

AML Compliance Officer

Global investment Firm seeks an expereinced Anti-Money Laundering Compliance Officer, this indvidiual wioll... Compliance Officer. This role is currently in a hybrid schedule (3 days in office / week). The candidate must possess...

Company: Phaxis
Location: New York City, NY
Posted Date: 12 Aug 2025
Salary: $135000 per year

Assistant Agency Chief Contracting Officer of Compliance

oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance. The... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance...

Posted Date: 09 Aug 2025

Compliance Officer, Trade Surveillance

: The Compliance Officer - Trade Surveillance at FalconX will be responsible for monitoring and investigating trading...) to detect potential compliance breaches or unethical behavior, ensuring adherence to communication policies. * Trader...

Company: FalconX
Location: New York City, NY
Posted Date: 08 Aug 2025

Chief Compliance Officer, LSI

Compliance Officer (CCO) and contribute significantly to a dynamic and bold finance and insurance landscape! As a CCO, ensuring... Compliance Officer Responsiblities: Lead LSI’s implementation, maintenance, and enforcement of all relevant Policies and Written...

Posted Date: 01 Aug 2025

Chief Compliance Officer, LSI

as a Chief Compliance Officer (CCO) and contribute significantly to a dynamic and bold finance and insurance landscape! As a CCO...: Chief Compliance Officer Responsiblities: Lead LSI’s implementation, maintenance, and enforcement of all relevant Policies...

Posted Date: 01 Aug 2025

Executive Director, Swap Dealer Compliance Officer

they are and what they contribute. To learn more about CIBC, please visit What You’ll Be Doing: The Swap Dealer Compliance Officer is responsible.... The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC’s global Swaps OTC Derivatives businesses...

Company: CIBC
Location: New York City, NY
Posted Date: 26 Jul 2025

VP, Frameworks Compliance Officer

Frameworks Compliance Officer, VP Morgan Stanley is seeking a Compliance Officer to join the Swap Dealer Compliance... and security-based swap dealers, including assisting each applicable Chief Compliance Officer (CCO) in satisfying their duties...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 22 Jul 2025
Salary: $120000 - 205000 per year

Compliance Officer (Legal and Compliance) : Job Level - Vice President

IM Distribution Advisory Compliance Officer Morgan Stanley Overview Morgan Stanley is a leading global financial... Chief Compliance Officer duties. Qualifications: > 10+ years of prior experience in a legal, compliance or regulatory...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 20 Jul 2025
Salary: $120000 - 205000 per year

Equity and Equity Derivatives Compliance Coverage Professional (Non-Officer)

Equity and Equity Derivatives Compliance Coverage Professional (Non-Officer) Company Profile Morgan Stanley... within Legal and Compliance provide a wide range of services to our business units. They might help to structure a complex...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 17 Jul 2025
Salary: $75000 - 155000 per year

Compliance Officer – HCBS Program

A growing healthcare organization is seeking an experienced Compliance Officer to oversee regulatory compliance for its...: Ensure full compliance with federal and state Medicaid and HCBS regulations Develop and implement internal policies, audits...

Company: Bhired
Location: Brooklyn, NY
Posted Date: 09 Jul 2025
Salary: $90000 - 120000 per year