Americas Group upholds the Firm’s commitment to maintaining robust compliance with all applicable AML regulations... primary Advisory AML Officer for the Futures and OTC business lines offering expert guidance and strategic input on related...
Americas Group upholds the Firm’s commitment to maintaining robust compliance with all applicable AML regulations... primary Advisory AML Officer for the Futures and OTC business lines offering expert guidance and strategic input on related...
motivated and experienced Senior Compliance Officer who is ready to take their career to the next level. This role... successful candidate will report directly to the Chief Compliance Officer and work very closely with business stakeholders and compliance...
US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team. The role may... be based in New York, NY or Miami Lakes, FL. The right candidate will support the consumer regulatory compliance functions...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – FIC Macro... Compliance Corporate Title Vice President Location New York, NY Overview You will provide business compliance coverage...
for production of Annual Compliance Reports and related senior officer certifications. Responsibilities: Provide compliance... of Annual Compliance Report and related senior officer certifications Participate in evaluation and implementation...
, each led by an Assistant Commissioner: Bureau of the Agency Chief Contracting Officer; Bureau of Budget; Bureau of the... Officer is primarily tasked with procuring citywide contracts on behalf of the Agency while adhering to citywide guidelines...
US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team. The role may... be based in New York, NY or Miami Lakes, FL. The right candidate will support the consumer regulatory compliance functions...
team. The role reports directly to the Chief Compliance Officer/In-House Counsel and will be integral in maintaining... into the Chief Compliance Officer role in the near future. The firm offers a collaborative and supportive culture, hybrid work...
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self... Officer will design and implement automated compliance controls, conduct trading reviews, and perform trade surveillance...
. Previously, Mayor Adams has served the people of New York City as an NYPD officer, state senator, and Brooklyn borough president... with the city and its agencies. The Problems You'll Solve The incumbent will report to the Deputy Director, Compliance...
A growing healthcare company is seeking an experienced Compliance Officer to oversee compliance operations and ensure... corrective actions Qualifications: Proven experience as a Compliance Officer, preferably within healthcare Knowledge...
Looking to advance your career as a Compliance Officer and join a growing investment management business... years' experience as a compliance officer, preferably with at least 3 years' experience with an SEC-registered investment...
COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer... will act in a compliance oversight and advisory role supporting assigned business units including two registered investment...
of New York City as an NYPD officer, state senator, and Brooklyn borough president. The Adams' administration is leading the... Deputy Director, Compliance, and with wide latitude for independent judgment will perform the following job responsibilities...
Compliance and Risk Officer, will be a highly visible, senior leadership position, reporting directly into the Global/Executive... Chief Compliance and Risk Officer, working closely with RPW senior leadership to collectively support the growing RPW...
Job Description Job Description AML Compliance Officer – Job Description As an Anti-Money Laundering Compliance... Officer, you will be responsible for overseeing and managing the Firm’s AML, BSA, and OFAC compliance programs. You will work...
directly to the Chief Compliance Officer, Canada Investments who oversees the US&C Investments Portfolio Compliance team...Company: Mercer Description: We are seeking a talented individual to join our Compliance team at Mercer. This role...
oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance. The... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance...
: The Compliance Officer - Trade Surveillance at FalconX will be responsible for monitoring and investigating trading...) to detect potential compliance breaches or unethical behavior, ensuring adherence to communication policies. * Trader...