Officer - Director Contract type Permanent Contract Expected start date 08/07/2025 Job summary Summary: The Head... Job description Business type Types of Jobs - Compliance / Financial Security Job title Head of Monitoring & Surveillance Compliance...
Officer - Director Contract type Permanent Contract Expected start date 08/07/2025 Job summary Summary: The Head... Job description Business type Types of Jobs - Compliance / Financial Security Job title Head of Monitoring & Surveillance Compliance...
Growing clearing fintech broker dealer is seeking a compliance officer to further enhance their Reg Sho framework.... Key Responsibilities Maintain, administer, and enhance compliance policies, procedures, and written supervisory...
they are and what they contribute. To learn more about CIBC, please visit What You’ll Be Doing: The Swap Dealer Compliance Officer is responsible.... The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC’s global Swaps OTC Derivatives businesses...
will also be responsible for managing controls on specified activities as well as overseeing the Firm's data loss prevention compliance... handling of escalated alerts, working closely with line of business supervisors and compliance team as necessary to address...
Deputy Director, Compliance, and with wide latitude for independent judgment will perform the following job responsibilities..., which include and are not limited to: - Work closely with the Deputy Director to ensure agency accountability and compliance...
with the city and its agencies. The Problems You'll Solve The incumbent will report to the Deputy Director, Compliance... to: - Work closely with the Deputy Director to ensure agency accountability and compliance with New York City's Administrative...
oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance. The... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance...
processes to serve as Chief Compliance Officer. The selected candidate for this position will use an independent, structured... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities...
and reporting to the Vice President, Legal & Compliance, Infrastructure, this Director, Legal & Compliance, Infrastructure... specific to Infrastructure business. Support the Chief Compliance Officer for an SEC regulated subsidiary. Support the legal...
Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... The ICBRC Compliance Officer reports directly to the Head of GMRC in the Americas and the Head of ICBRC in Head Office...
Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... The ICBRC Compliance Officer reports directly to the Head of GMRC in the Americas and the Head of ICBRC in Head Office...
of New York City as an NYPD officer, state senator, and Brooklyn borough president. The Adams' administration is leading the... agencies. The Problems You'll Solve Reporting to the First Deputy Chief Business Diversity Officer with wide latitude...
and outsourced Chief Compliance Officer functions. What you'll do You'll independently manage client engagements, providing..., accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce...
and outsourced Chief Compliance Officer functions. What you’ll do You'll independently manage client engagements, providing..., accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce...
. Previously, Mayor Adams has served the people of New York City as an NYPD officer, state senator, and Brooklyn borough president... and conduct audits, site visits and programmatic reviews and assessments. - Ensures program and regulatory compliance, aligned...
Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions. Responsibilities: Lead engagements for the..., accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce...
Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions. Responsibilities: Lead engagements for the..., accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce...
requirements. Management and Reporting The ICBRC Compliance Officer reports directly to the Head of GMRC in the Americas...Summary: The Investment and Corporate Banking Regulatory Compliance (“ICBRC”)- Americas is responsible for the...
for an interview. The New York City Department of Design and Construction is seeking to hire a Deputy Director and M/WBE Officer... Deputy Director will provide strategic leadership of the M/WBE Compliance Unit. The M/WBE Compliance unit is responsible...