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Keywords: Regulatory Compliance Director, Location: New York City, NY

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Assistant Director of Nursing (ADON): Nurse Educator/Staff Development

Amsterdam Nursing Home is seeking an Assistant Director of Nursing (ADON): Nurse Educator/Staff Development... for staff, ensuring compliance with NYSDOH and facility standards Assess and enhance staff competencies via coaching, mentoring...

Posted Date: 22 Aug 2025
Salary: $130000 - 140000 per year

Director, Home Health Clinical Excellence & Regulatory Compliance

Overview: The Director, Home Health Clinical Excellence & Regulatory Compliance is a strategic and operational expert... responsible for driving clinical excellence, ensuring regulatory compliance, and mitigating risk across the Home Care line...

Location: New York City, NY
Posted Date: 31 Aug 2025

Regulatory Compliance Director

THE WORK: We are seeking an experienced and strategic Regulatory Compliance Director to join Ripple's growing Legal... & Compliance team. This role will directly support the Senior Director, Regulatory Compliance on a range of initiatives spanning...

Company: Ripple
Location: New York City, NY
Posted Date: 21 Aug 2025

Director - Compliance (Regulatory Change Management)

to regulatory compliance and financial integrity through strategic collaboration with internal business partners and external... opportunities for the Company. As the Director- Compliance, this position, within the First Line of Defense (1LOD), will provide...

Company: American Express
Location: New York City, NY
Posted Date: 12 Aug 2025
Salary: $130000 - 205000 per year

Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director

Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... of Jobs - Compliance / Financial Security Job title Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 29 Jun 2025
Salary: $25000 - 30000 per year

Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director

Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... of Jobs - Compliance / Financial Security Job title Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 29 Jun 2025
Salary: $25000 - 30000 per year

Director- Regulatory Compliance (Private Funds)

, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... completion of client deliverables, including annual reviews, regulatory filings, and updates to compliance policies...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 24 Aug 2025
Salary: $140000 - 160000 per year

Director- Regulatory Compliance (Private Funds)

, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... completion of client deliverables, including annual reviews, regulatory filings, and updates to compliance policies...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 23 Aug 2025
Salary: $140000 - 160000 per year

Managing Director- Regulatory Compliance (Alternative Assets)

, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions. Responsibilities: Lead engagements for the...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 21 Aug 2025

Managing Director- Regulatory Compliance (Alternative Assets)

, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions. Responsibilities: Lead engagements for the...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 20 Aug 2025

Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director

Summary: The Investment and Corporate Banking Regulatory Compliance (“ICBRC”)- Americas is responsible for the... for overseeing and enforcing information barriers, managing conflicts of interest, ensuring regulatory compliance, and upholding the...

Posted Date: 29 Jun 2025
Salary: $25000 - 30000 per year

Lead Auditor - Regulatory Compliance

Job description Business type Types of Jobs - General Inspection / Audit Job title Lead Auditor - Regulatory Compliance Contract... corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of the audited...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 31 Jul 2025
Salary: $150000 - 185000 per year

Lead Auditor - Regulatory Compliance

. Management and Reporting Direct reporting line to Regulatory Compliance, BSA/AML/Sanctions Audit Director During an assignment.... He/she generally, but not exclusively, leads audit assignments that have a focus corporate compliance and regulatory...

Posted Date: 31 Jul 2025
Salary: $150000 - 185000 per year

Lead Auditor - Regulatory Compliance

Job description Business type Types of Jobs - General Inspection / Audit Job title Lead Auditor - Regulatory Compliance Contract... corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of the audited...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 31 Jul 2025
Salary: $150000 - 185000 per year

Director - Enterprise Control Management, Regulatory & Audit Exam Management

second-line Global Risk & Compliance (GRC) teams. How will you make an impact in this role? This Director of Regulatory... ECM's risk and control environment. The Regulatory & Audit Exam team will support ECM's internal and external exams...

Company: American Express
Location: New York City, NY
Posted Date: 27 Aug 2025
Salary: $130000 - 225000 per year

Director, Financial & Regulatory Reporting – Operational Risk Management

leaders in reporting units; Ensure regulatory compliance and manage regulatory relationship and exams for safety & soundness... us define the future of American Express. The Operational Risk Management (ORM) organization within Global Risk and Compliance...

Company: American Express
Location: New York City, NY
Posted Date: 19 Aug 2025
Salary: $130000 - 225000 per year

Fund Services Regulatory Reporting, Director

for submissions to various regulatory bodies including the SEC, FCA, ESMA and CFTC. The Regulatory Reporting team seeks a Director... required Knowledge of VBA and Bloomberg desired but not required Compliance or Regulatory experience in financial markets is desired...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 20 Jul 2025
Salary: $95000 - 190000 per year

Director, Senior Regulatory Officer (Cyber, IT, Technology Coverage)

of benefits to its employees. Role Description The Director, Sr. Regulatory Officer works with the Regulatory Relations team... and promptly shares feedback to management and relevant business units on regulatory expectations. Oversee compliance...

Posted Date: 27 Jun 2025

Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33)

, but are not limited to, the following: Oversees the activities of the three Regulatory Compliance Units and works with the Assistant... is seeking candidates for the position of Assistant Chief Regulatory Unit in the Health Bureau. Duties include...

Company: New York State
Location: New York City, NY
Posted Date: 24 Jul 2025

Director of Employee Relations & Compliance

, and employee engagement. The Opportunity: As the Director of Employee Relations & Compliance, you will lead the employee... matters. You will work as a strategic, collaborative, hands on partner to ensure HR-related compliance across the organization...

Company: Hermes
Location: Manhattan, NY
Posted Date: 31 Aug 2025
Salary: $130000 - 175000 per year