and written communication skills, with the ability to influence senior stakeholders and present complex compliance findings. Work... Job description Business type Types of Jobs - Compliance / Financial Security Job title Head of Monitoring & Surveillance Compliance...
as of December 31, 2024. Position: We are seeking a seasoned compliance professional to lead and oversee fund marketing compliance... will serve as a senior advisor to the business, ensuring all marketing and communications materials meet regulatory standards...
's parent company is KKR & Co. Inc. (NYSE: KKR). TEAM OVERVIEW KKR's Compliance team is responsible for developing... and enforcing compliance policies and procedures, as well as tracking ongoing regulatory changes that may affect the firm. The team...
Summary: The Compliance Department at Credit Agricole's Combined US Operations (CUSO) seeks an individual to join the... department and report to the CUSO Head of Central Compliance, being responsible for coordinating the Compliance Risk Assessments...
will also be responsible for managing controls on specified activities as well as overseeing the Firm's data loss prevention compliance... handling of escalated alerts, working closely with line of business supervisors and compliance team as necessary to address...
and outsourced Chief Compliance Officer functions. What you'll do You'll help manage client engagements, providing strategic... compliance guidance with minimal oversight from senior leadership You're responsible for ensuring timely and accurate completion...
and outsourced Chief Compliance Officer functions. What you’ll do You'll help manage client engagements, providing strategic... compliance guidance with minimal oversight from senior leadership You’re responsible for ensuring timely and accurate completion...
Serves as a function/business/product compliance risk officer as a Senior Vice President for Equities Independent... Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs...
development of materials that further DCWP's policy agenda. The Senior Program Officer for Special Projects will lead the agency... of the City Address. The Senior Program Officer for Special Projects will have the primary responsibility of supporting the...
of benefits to its employees. Role Description The Director, Sr. Regulatory Officer works with the Regulatory Relations team... and expectations and conducting due diligence reviews before submission Provide strategic guidance and regular updates to senior...
and strategic Senior Vice President, Deputy Chief Information Officer (Deputy CIO) to join our innovative technology team. Reporting... using Microsoft Power BI and related platforms, driving informed decision-making. Security and Compliance: Own policies...
The Senior Executive Assistant provides support to members of the Wealth COO leadership team (Business Execution Leads... Manages day to day calendar(s) of senior management Coordinates all aspects of executive level manager appointments, meetings...
to the Chief Compliance Officer, senior management, and business lines regarding compliance with Deposit and Lending laws... items Manage the Compliance Regulatory Change Management (“RCM”) Program Daily monitoring, review and assessment...
for the Technology (Tech) business unit. This role will lead an organization of line of business compliance officer teams... within the Global Compliance & Ethics organization, responsible for administering a comprehensive regulatory compliance program...
and outsourced Chief Compliance Officer functions. What you'll do You'll independently manage client engagements, providing... strategic compliance guidance with minimal oversight from senior leadership You're responsible for ensuring timely and accurate...
us define the future of American Express. How will you make an impact in this role? The Global Risk & Compliance... Organization (GRC) is an independent risk management function, led by the Chief Risk Officer, with the mission of ensuring...
and outsourced Chief Compliance Officer functions. What you’ll do You'll independently manage client engagements, providing... strategic compliance guidance with minimal oversight from senior leadership You’re responsible for ensuring timely and accurate...
Officer. Responsibilities: Provide operational support to legal counsel on key compliance program areas, including policy.... Job Description The Manager, Compliance will play a pivotal role in shaping and implementing the company’s ethics and compliance program...
Officer. Responsibilities: Provide operational support to legal counsel on key compliance program areas, including policy.... Job Description The Manager, Compliance will play a pivotal role in shaping and implementing the company's ethics and compliance program...
specific to Infrastructure business. Support the Chief Compliance Officer for an SEC regulated subsidiary. Support the legal... a New York based compliance senior analyst. Support the global compliance training program. To Succeed in this role...