years of investment management compliance experience in an Investment Firm (alternatives a plus) Advanced knowledge... insurance needs of individuals and institutions. With a strong financial foundation and risk and investment management expertise...
recent years. Globally, we provide investment management services primarily to institutional clients with over U$390 bn..., including Investment Management, Client Service and Operations. The successful candidate can expect to acquire knowledge...
requirements. Management and Reporting The ICBRC Compliance Officer reports directly to the Head of GMRC in the Americas...Summary: The Investment and Corporate Banking Regulatory Compliance (“ICBRC”)- Americas is responsible for the...
Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... of Jobs - Compliance / Financial Security Job title Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas...
Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... of Jobs - Compliance / Financial Security Job title Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas...
issues professionally, coordinating with clients and internal teams Direct Compliance and Security Operational Excellence... experience in Military or Law Enforcement Strong written and communication skills Crisis management experience Microsoft...
A global real estate investment firm, headquartered in New York City, is seeking a Settlement Officer to join its..., ensure trade accuracy and timeliness, and contribute to a variety of operational, compliance, and reporting functions. Key...
The Investment Relationship Officer is a seasoned professional role. Applies in-depth disciplinary knowledge... Relationship Officer for Citi Employees within Citi Global Wealth at Work. Responsibilities: Lead client onboarding and account...
together. The Bureau of Asset Management is responsible for oversight of the investment portfolios of the five New York City... and strives for continuous improvement, the goal of the Bureau of Asset Management is to achieve exceptional investment outcomes...
together. The Bureau of Asset Management is responsible for oversight of the investment portfolios of the five New York City... and strives for continuous improvement, the goal of the Bureau of Asset Management is to achieve exceptional investment outcomes...
together. The Bureau of Asset Management is responsible for oversight of the investment portfolios of the five New York City... and strives for continuous improvement, the goal of the Bureau of Asset Management is to achieve exceptional investment outcomes...
for compliance with SEC Marketing Rule, FINRA Rule 2210, Investment Company Act of 1940, and other applicable regulations Provide... practices; update policies and procedures accordingly. Lead compliance training sessions for marketing, investment, and client...
Compliance and Risk Officer, will be a highly visible, senior leadership position, reporting directly into the Global/Executive... Chief Compliance and Risk Officer, working closely with RPW senior leadership to collectively support the growing RPW...
Global investment Firm seeks an expereinced Anti-Money Laundering Compliance Officer, this indvidiual wioll... Compliance Officer. This role is currently in a hybrid schedule (3 days in office / week). The candidate must possess...
Frameworks Compliance Officer, VP Morgan Stanley is seeking a Compliance Officer to join the Swap Dealer Compliance... group (the Group) in its Global Compliance Department. The Group is responsible for the implementation and management of the...
IM Distribution Advisory Compliance Officer Morgan Stanley Overview Morgan Stanley is a leading global financial... services firm providing a wide range of investment banking, securities, investment management and wealth management services...
Equity and Equity Derivatives Compliance Coverage Professional (Non-Officer) Company Profile Morgan Stanley... is a leading global financial services firm providing a wide range of investment banking, securities, investment management...
Job description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Officer - Compliance Risk Assessment... within the Transversal Compliance Team, the Compliance Risk Assessment Officer is in charge of implementing the CACIB...
Job description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Officer - Compliance Risk Assessment... within the Transversal Compliance Team, the Compliance Risk Assessment Officer is in charge of implementing the CACIB...
Job description Business type Types of Jobs - Compliance / Financial Security Job title VP, CUSO Compliance Risk Assessment Officer... with institutional investment banking and asset management organization. Key Responsibilities · Support the region-wide Corporate...