Morgan Stanley is seeking a financial services professional to join our team as an Internal Audit Director. The... candidate will join our Compliance Audit team, which is responsible for execution of our Legal and Compliance audit program...
Audit team. The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing.... This is an Executive Director level position within Business Audit, which is responsible for inspecting controls in front, middle and back...
Compliance and Legal teams, serve as project manager for all phases of the audit lifecycle, ensuring strategic coordination..., and administrative appeals. Directs Compliance-program activities related to internal and external audits, policy and procedure...
of Neighborhood Preservation to ensure compliance with legal and regulatory obligations. The Office of Enforcement and Neighborhood...), Administration & Internal Compliance (AIC), Housing Litigation Division (HLD), Division of Code Enforcement (DCE), and Emergency...
and Enhanced Enforcement, and the Division of Neighborhood Preservation to ensure compliance with legal and regulatory obligations...), Division of Neighborhood Preservation (DNP), Administration & Internal Compliance (AIC), Housing Litigation Division (HLD...
of audit recommendations stemming from external and internal audits. The Counsel for Audit, Risk Management and Compliance..., reporting to the Deputy Director for Audits and Interagency Coordination, will provide legal analysis related to audit subjects...
of benefits to its employees. Overview SMBC is seeking an experienced Audit Director with a minimum of 10 years' experience... technology controls. Reporting to the Cybersecurity Audit Team Head, the Audit Director will be responsible for (i) conducting...
Overview: The Director, Home Health Clinical Excellence & Regulatory Compliance is a strategic and operational expert... with education, operations, quality, compliance, legal, risk, research, and intake teams, the leader fosters inter-professional...
. Coordinate with compliance, legal, risk, and audit teams to ensure consistent interpretation and application of rules... to regulatory compliance and financial integrity through strategic collaboration with internal business partners and external...
Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... lines; o Legal department; o Audit department; o Risk departments; and o Operations departments. Key External...
Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... lines; o Legal department; o Audit department; o Risk departments; and o Operations departments. Key External...
. Ensure contract compliance, including coordination of any third-party audits. Work closely with the internal audit team... & Audit Savvy: Possess a solid understanding of accounting principles and auditing practices, with some internal audit...
Regulatory Compliance Americas. Key Internal contacts: All business units; IT Department; Legal department; Audit... between the Americas Compliance function and key internal stakeholders, including Head Office, Business Unit Leadership...
Regulatory Compliance Americas. Key Internal contacts: All business units; IT Department; Legal department; Audit... between the Americas Compliance function and key internal stakeholders, including Head Office, Business Unit Leadership...
; and U.S. regulators and CIBC Internal Audit staff during regulatory exams and audits Compliance Requirements/Responsibilities... to address existing and new regulatory requirements; Coordinating U.S. regulatory exams, compliance exams and audits by Internal...
Financing Division (“GFD”) business lines; o Legal department; o Audit department; o Risk departments; and o Operations...Summary: The Investment and Corporate Banking Regulatory Compliance (“ICBRC”)- Americas is responsible for the...
. Coordinate with Internal Audit staff to identify and mitigate areas of risk. Represent ESD at Public Hearings. Any other tasks... affiliated entities, a comprehensive program of compliance with statutes, regulations, caselaw, policies and best practices...
risks and trends. - Act as a trusted liaison between the Americas Compliance function and key internal stakeholders... of Monitoring & Surveillance Americas will report to Global Markets Regulatory Compliance Americas. Key Internal contacts...
to about 200,000 additional people. Reporting to the Deputy Director of the Transactions Monitoring Unit (TMU) in the Compliance Department, the... Senior Compliance Analyst will develop a program to monitor procurement of capital projects within NYCHA. Responsibilities...
& Compliance Role The Senior Analyst will manage day-to-day activities of all OMG Inventory Media product Risk & Compliance... needs. The Analyst supports the Assoc. Director and team as the liaison between agency investment teams, OMG product teams...