, and administrative appeals. Directs Compliance-program activities related to internal and external audits, policy and procedure... Compliance and Legal teams, serve as project manager for all phases of the audit lifecycle, ensuring strategic coordination...
of audit recommendations stemming from external and internal audits. The Counsel for Audit, Risk Management and Compliance..., reporting to the Deputy Director for Audits and Interagency Coordination, will provide legal analysis related to audit subjects...
second-line Global Risk & Compliance (GRC) teams. How will you make an impact in this role? This Director of Regulatory... ECM's risk and control environment. The Regulatory & Audit Exam team will support ECM's internal and external exams...
of benefits to its employees. Overview SMBC is seeking an experienced Audit Director with a minimum of 10 years' experience... technology controls. Reporting to the Cybersecurity Audit Team Head, the Audit Director will be responsible for (i) conducting...
), and continues to grow! Job Description Position Summary The Director of Accounting and Audit is a key member of the finance..., and supporting materials for external auditors. Track audit timelines, deliverables, and outstanding items; ensure completion...
Position Title Director - Internal Audit Location New York, NY 10018 Job Summary The Audit Director plays a crucial... a positive and ethical work environment and encourages the professional development of the team. The Director of Internal Audit...
to regulatory compliance and financial integrity through strategic collaboration with internal business partners and external... opportunities for the Company. As the Director- Compliance, this position, within the First Line of Defense (1LOD), will provide...
Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... lines; o Legal department; o Audit department; o Risk departments; and o Operations departments. Key External...
Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... lines; o Legal department; o Audit department; o Risk departments; and o Operations departments. Key External...
Regulatory Compliance Americas. Key Internal contacts: All business units; IT Department; Legal department; Audit... Job description Business type Types of Jobs - Compliance / Financial Security Job title Head of Monitoring & Surveillance Compliance...
Regulatory Compliance Americas. Key Internal contacts: All business units; IT Department; Legal department; Audit... Job description Business type Types of Jobs - Compliance / Financial Security Job title Head of Monitoring & Surveillance Compliance...
; and U.S. regulators and CIBC Internal Audit staff during regulatory exams and audits Compliance Requirements/Responsibilities... they are and what they contribute. To learn more about CIBC, please visit What You’ll Be Doing: The Swap Dealer Compliance Officer is responsible...
Summary: The Investment and Corporate Banking Regulatory Compliance (“ICBRC”)- Americas is responsible for the... for overseeing and enforcing information barriers, managing conflicts of interest, ensuring regulatory compliance, and upholding the...
will also be responsible for managing controls on specified activities as well as overseeing the Firm's data loss prevention compliance... handling of escalated alerts, working closely with line of business supervisors and compliance team as necessary to address...
processes, identifying areas for improvement, and ensuring compliance with internal policies and external regulations..., and making a lasting impact on how we operate. As a Senior Internal Audit Analyst focused on our Risk, Compliance, and Platform...
, under the supervision of Risk Management Audit leadership engage with supervisory authorities, external auditors... audit principles, practices and techniques, the concepts of risk, risk management, internal control and compliance, and the...
to join the Bureau of Audit Services. Under the direction of the Acting Executive Audit Director, the Assistant Audit Manager... resolution letter for Audit Manager's/Director's review. Update the Audit System accordingly. - Provide Technical assistance...
the integrity, efficiency, and regulatory compliance of HRA operations. Within OAS, the External Audit Facilitation Team... within a prescribed timeframe. - Attend relevant meetings associated with the audit/reviews and reports back to the Deputy Director...
evolving needs Job Description Comparable Civil Service Titles - Welcome to Apply Under the supervision of the Director... and Deputy Director of Audits & Accounts, the Supervisor will be responsible for supervising subordinates and assisting with the...
City Office Job Description Under the direction of the Vice President or Director, execute a robust audit program...Summary Develop and execute a robust audit program of Mizuho’s system infrastructure and cybersecurity program...