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Keywords: Director of Compliance, Location: New York City, NY

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Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director

Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... of Jobs - Compliance / Financial Security Job title Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 29 Jun 2025
Salary: $25000 - 30000 per year

Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director

Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... of Jobs - Compliance / Financial Security Job title Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 29 Jun 2025
Salary: $25000 - 30000 per year

Compliance - Identity and Access Management Technology, Operational Risk - Executive Director

(IAM) Technology Operational Risk Management Executive Director within the Compliance Conduct and Operational Risk... Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 28 Jun 2025

Finance Director - Revenue Recognition & Compliance

What We Are Looking For: VML is seeking a highly experienced and meticulous Finance Director to play a critical role... and compliance across our diverse client portfolios. What You'll Do: Revenue Recognition & Compliance: Lead the heavy review...

Company: VML
Location: New York City, NY
Posted Date: 20 Jun 2025

Director of Compliance Technology

Our client, a major bank in New York City, is looking for Director of Compliance Technology Modernization. Permanent... per week in New York City Office. Director of Compliance Technology Modernization Job Description: As the Director...

Company: Brains Workgroup
Location: New York City, NY
Posted Date: 18 Jun 2025

Director of Compliance Technology Modernization

Join the Mizuho team! As the Director of Compliance Technology Modernization, you will be at the helm... of a transformative journey—redefining how compliance is architected, delivered, and scaled across a global enterprise. This role...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 17 Jun 2025

Director of Compliance Technology Modernization

Director of Compliance Technology Modernization MUST be local to New York City, Hybrid Schedule at least 3 days... (if experienced), or be part of existing team. As the Director of Compliance Technology Modernization, you will be at the helm...

Posted Date: 17 Jun 2025

Director, Compliance Consulting Practice

of practices, including but not limited to administration of compliance. Offer plan design, selelction, implementation... programs. Benchmark renewal management, mergers & acquisition support, compliance reviews and multinational pooling management...

Company: Gallagher
Location: New York City, NY
Posted Date: 02 Sep 2025

Director, Compliance and External Audit

Overview: Directs the response to audits related to Medicare and Medicaid billing compliance for VNS Health's provider..., and administrative appeals. Directs Compliance-program activities related to internal and external audits, policy and procedure...

Location: New York City, NY
Posted Date: 31 Aug 2025

Director, Compliance Consulting Practice

of practices, including but not limited to administration of compliance. Offer plan design, selelction, implementation... programs. Benchmark renewal management, mergers & acquisition support, compliance reviews and multinational pooling management...

Company: Gallagher
Location: New York City, NY
Posted Date: 30 Aug 2025

Associate Director - Compliance Advisory-Swap Dealer

Derivatives impacted businesses on a global basis to ensure compliance with rules and regulations. What will you do? Assist... in Compliance coverage of activities of the RBC Swap Dealer and Security-Based Swap Dealer (including, but not limited...

Posted Date: 29 Aug 2025
Salary: $110000 - 190000 per year

Deputy Director, Compliance

and conduct audits, site visits, and programmatic reviews and assessments. - Ensures programming and regulatory compliance..., aligned with City rules and accountability standards. - Supports compliance and legal aspects of strategic initiatives...

Company: City of New York
Location: New York City, NY
Posted Date: 29 Aug 2025
Salary: $120000 - 130000 per year

Director- Regulatory Compliance (Private Funds)

, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce..., and independent problem-solving, and a strong focus on quality and results. The role involves analyzing complex compliance issues...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 24 Aug 2025
Salary: $140000 - 160000 per year

Director- Regulatory Compliance (Private Funds)

, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce..., and independent problem-solving, and a strong focus on quality and results. The role involves analyzing complex compliance issues...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 23 Aug 2025
Salary: $140000 - 160000 per year

Deputy Director, Compliance (OM/WBE)

and conduct audits, site visits and programmatic reviews and assessments. - Ensures program and regulatory compliance, aligned... with City rules and accountability standards. - Supports compliance and legal aspects of strategic initiatives and the...

Company: City of New York
Location: New York City, NY
Posted Date: 23 Aug 2025
Salary: $120000 - 130000 per year

Managing Director- Regulatory Compliance (Alternative Assets)

, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... of this position will be dictated by client needs, workflow, and current deadlines. This hire will join the firm's compliance team...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 21 Aug 2025

Managing Director- Regulatory Compliance (Alternative Assets)

, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... of this position will be dictated by client needs, workflow, and current deadlines. This hire will join the firm's compliance team...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 20 Aug 2025

Director - Compliance Officer

Growing clearing fintech broker dealer is seeking a compliance officer to further enhance their Reg Sho framework.... Key Responsibilities Maintain, administer, and enhance compliance policies, procedures, and written supervisory...

Company: Phaxis
Location: New York City, NY
Posted Date: 20 Aug 2025
Salary: $200000 per year

Director; Compliance and Operational Risk Manager

groups). Work with front line units to ensure day to day activities operate in compliance with laws, rules, and regulations...) in the Business and in Compliance and Operational Risk. Identify training needs, conduct in-person training and contribute...

Company: Bank of America
Location: New York City, NY
Posted Date: 17 Aug 2025

Executive Director, Swap Dealer Compliance Officer

they are and what they contribute. To learn more about CIBC, please visit What You’ll Be Doing: The Swap Dealer Compliance Officer is responsible... for performing important advisory, training, surveillance and analytical functions to support CIBC’s Swap Dealer Compliance program...

Company: CIBC
Location: New York City, NY
Posted Date: 26 Jul 2025