regulatory examinations and relations. Summary The AML Surveillance Associate is responsible for ensuring efficient... transactions to the Anti-Money Laundering (AML) Compliance Manager. The Associate is responsible for reviewing the AML cases...
related to the use of blockchain analytics and market surveillance tools; Consults on and performs BSA/AML program reviews... is seeking candidates for the position of Virtual Currency Financial Crimes Risk Associate, (Financial Services Specialist 4...
Compliance Associate with experience in Registered Investment Adviser (RIA) compliance. As a Compliance Associate... and industry best practices. Our Compliance Associate will report directly to the CCO and contribute to the organization's overall...
applicant will be responsible for multiple areas including surveillance and monitoring activities; compliance training... activities, private securities transactions, electronic communications, exception reports, and trade surveillance reviews...