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Keywords: Compliance Associate, Location: New York City, NY

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Document Control Specialist / Project Officer Associate

Document Control Specialist / Project Officer Associate US-NY-Long Island City Job ID: 2023-2792 Type: Regular... for a Project Office Associate for our Long Island City location. Come join our team! We are looking to build services...

Posted Date: 03 Sep 2025

Labor and Employment Associate

Description Labor & Employment Associate (Mid-Level) – New York Our client is seeking a Mid-Level Associate... and hour compliance, including employee classifications and general regulatory matters. Handle leave of absence issues...

Company: TemPositions
Location: New York City, NY
Posted Date: 03 Sep 2025

RT Connector Binding Authority Underwriting Associate

Position Summary The RT Connector Binding Authority Underwriting Associate is a pivotal role within the RT Connector...? Job Responsibilities: Assists the process of binding insurance policies, ensuring accuracy and compliance with binding underwriting...

Company: Ryan Specialty
Location: New York City, NY
Posted Date: 17 Aug 2025
Salary: $60000 - 75000 per year

Compliance Associate

Compliance Associate Vieux Vins Group is a prestigious wine and spirits company dedicated to curating a unique... with our customers and partners. Position Overview: We are seeking a mid-level Compliance Associate to join our energetic...

Company: Vieux Vins Group
Location: Brooklyn, NY
Posted Date: 30 Aug 2025
Salary: $75000 - 80000 per year

Tax - New York - Associate, Corporate Tax Accounting, Compliance & Reporting – 9240064

Job Category: Associate Job Description: Job Duties: Associate, Corporate Tax Accounting, Compliance & Reporting... (PTEP), ensuring compliance with Tax Regulations such as 959(c) and 986(c). Prepare and present Business Activity...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 20 Aug 2025

Associate Vice President for Compliance & Support Services

Position Summary The Associate Vice President for Compliance & Support Services reports directly to the Vice..., and compliance. The AVP, Compliance & Support Services, in consultation with HR business partners, recruits, selects, and integrates...

Posted Date: 17 Aug 2025

Associate Vice President for Compliance & Support Services

Position Summary The Associate Vice President for Compliance & Support Services reports directly to the Vice..., and compliance. The AVP, Compliance & Support Services, in consultation with HR business partners, recruits, selects, and integrates...

Posted Date: 17 Aug 2025

Legal Compliance Operations Associate

Legal Compliance Operations Associate to assist in its KYC/AML compliance program. What you'll do: As a Legal Compliance... Operations Associate, you will assist the compliance team with various operational compliance obligations including regulatory...

Posted Date: 16 Aug 2025
Salary: $80000 - 100000 per year

Compliance Associate

Compliance Associate with experience in Registered Investment Adviser (RIA) compliance. As a Compliance Associate... and industry best practices. Our Compliance Associate will report directly to the CCO and contribute to the organization's overall...

Company: Masterworks.io
Location: New York City, NY
Posted Date: 14 Aug 2025
Salary: $90000 - 130000 per year

Associate Director, Equal Opportunity and Compliance

: Associate Director, Equal Opportunity & Compliance Reports to: Director of Equal Opportunity, Compliance, and Title IX... Associate Director will assist the Director in providing compliance support to the University. This includes working...

Location: Queens, NY
Posted Date: 09 Aug 2025
Salary: $94050 - 104500 per year

AVP, Associate General Counsel, North American Legal & Compliance Group

Job Summary The AVP, Associate General Counsel will assist with the legal, corporate, insurance regulatory... and compliance affairs of the Allied World U.S. entities. Job Duties · Assist with insurance regulatory and compliance matters...

Posted Date: 25 Jul 2025
Salary: $150000 - 200000 per year

Associate, Broker-Dealer Private Side Compliance Advisory

, Underwriting, Risk Management, Compliance, IT Risk and Training committees. The Compliance Advisory Associate role assists... of benefits to its employees. Role Description The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory...

Posted Date: 16 Jul 2025
Salary: $82000 - 140000 per year

Associate Manager, IT Compliance

across our technology systems. We're on the lookout for an Associate Manager, IT Compliance-a critical position focused on owning...As Warby Parker continues to scale, so does our responsibility to uphold strong compliance practices...

Company: Warby Parker
Location: New York City, NY
Posted Date: 11 Jul 2025
Salary: $70000 - 80000 per year

Senior Associate - Regulatory Compliance Consulting (Global Banks)

of capacities. As a Senior Associate in RSM’s growing Regulatory Compliance Practice, focused specifically on serving Consumer... Consulting Practice, focused on Consumer Compliance Consulting. Candidates for this role will join a diverse, high performing...

Posted Date: 27 Jun 2025
Salary: $73500 - 139700 per year

ERCS Data & Tech - Risk & Compliance AI Engineer - Senior Associate

Industry/Sector Not Applicable Specialism Data, Analytics & AI Management Level Senior Associate... and algorithms for various applications. As a Senior Associate you will analyze complex problems, mentor others, and maintain...

Company: PwC
Location: New York City, NY
Posted Date: 14 Aug 2025

Registered Funds Compliance - Associate

is available at . Follow @blackstone on , , and . Business Unit: Blackstone’s Registered Funds Compliance Group. This position will focus...-end funds, open-end mutual funds, and ETFs) addressing day-to-day compliance matters for new and existing registered funds...

Company: Blackstone
Location: New York City, NY
Posted Date: 04 Sep 2025
Salary: $117000 - 150000 per year

Compliance Associate

of financial services, we also need to serve as a compliance advocate and resource for the communities we serve. As an compliance.... Transform Carta into a global leader in AML, KYC, and sanctions compliance for the private markets and beyond. Create...

Company: Carta
Location: New York City, NY
Posted Date: 30 Aug 2025

Associate Director - Compliance Advisory-Swap Dealer

Derivatives impacted businesses on a global basis to ensure compliance with rules and regulations. What will you do? Assist... in Compliance coverage of activities of the RBC Swap Dealer and Security-Based Swap Dealer (including, but not limited...

Posted Date: 28 Aug 2025
Salary: $110000 - 190000 per year

Compliance Onboarding Associate

on their profiles. Identify and escalate any red flags or suspicious activities. Compliance: Ensure compliance with local... and compliance metrics. Assist in audits and regulatory inspections as required. Qualifications: Bachelor's degree in Finance...

Company: FalconX
Location: New York City, NY
Posted Date: 28 Aug 2025
Salary: $111000 - 150000 per year

Risk and Compliance Analyst / Associate (Japanese bilingual)

SUMMARY ACBD1 is a front office function serving Japanese corporate clients in the U.S. The Compliance and Risk... Management Unit, part of the Planning Team within ACBD1, is responsible for a wide range of compliance matters and risk...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 27 Aug 2025
Salary: $64500 - 85000 per year