Frameworks Compliance Officer, VP Morgan Stanley is seeking a Compliance Officer to join the Swap Dealer Compliance... group (the Group) in its Global Compliance Department. The Group is responsible for the implementation and management of the...
also be required to support related processes, including compliance data extraction process that feed the risk assessment. The VP will also play... or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business. Overview: The VP will play a key...
, such as public and private fixed income, public equity, and alternative investments. The VP, Investment Advisory Compliance... Opportunity Assist the Head of Investment Advisory Compliance in administering the firm’s Compliance Program, focusing...
Job Title Financial Crime Compliance - VP- Data Analytics Senior Analyst Job Description Analytics with a mission... - stopping Financial Crime You and Your Job As a FCC VP- Data Analytics Senior Analyst you will be successful at leveraging...
- VP Contract type Permanent Contract Job summary Summary: Reporting to the Head of Compliance Risk Assessment... Job description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Officer - Compliance Risk Assessment...
- VP Contract type Permanent Contract Job summary Summary: Reporting to the Head of Compliance Risk Assessment... Job description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Officer - Compliance Risk Assessment...
VP, IT Compliance Systems Business Analyst with Financial Experience Must have Jira, Confluence, ServiceNow, and SQL... Available In this role you will bridge business needs and IT solutions within the compliance field. This role involves analyzing requirements...
Job description Business type Types of Jobs - Compliance / Financial Security Job title VP, CUSO Compliance Risk Assessment Officer... Contract type Permanent Contract Job summary Summary: The Compliance Department at Credit Agricole's Combined...
Job description Business type Types of Jobs - Compliance / Financial Security Job title VP, CUSO Compliance Risk Assessment Officer... Contract type Permanent Contract Job summary Summary: The Compliance Department at Credit Agricole's Combined...
within the Global Compliance & Ethics organization, responsible for administering a comprehensive regulatory compliance program... for the Technology (Tech) business unit. This role will lead an organization of line of business compliance officer teams...
Position Overview: We’re seeking a Compliance Associate to support and execute the firm’s Anti-Money Laundering (AML... will either come in with or develop into an in-house expert on AML/KYC compliance standards, while also contributing to broader compliance efforts...
of existing and proposed regulations to registered investment advisers is a must. Proactively identify compliance issues... to reinforce Aflac Global Investment's culture of compliance. Oversee maintenance and administration of the automated compliance...
of existing and proposed regulations to registered investment advisers is a must. Proactively identify compliance issues... to reinforce Aflac Global Investment’s culture of compliance. Oversee maintenance and administration of the automated compliance...
Fixed Income Municipals Compliance Coverage Company Profile Morgan Stanley is a leading global financial services... and Compliance provide a wide range of services to our business units. They might help to structure a complex and sensitive cross...
As the Vice President of Compliance AI Initiatives, you will play a pivotal role in shaping the future of AI risk... management and compliance within our Compliance Department. You will oversee AI initiatives within the Compliance Department...
Summary: Reporting to the Head of Compliance Risk Assessment within the Transversal Compliance Team, the Compliance... Risk Assessment Officer is in charge of implementing the CACIB US Compliance Risk Assessment Program. Compliance risks...
is available at . Follow @blackstone on , , and . The Legal & Compliance department seeks a highly skilled and experienced mid-level... compliance professional to support the complex and growing needs of the Blackstone Strategic Partners business unit. Strategic...
Summary: The Compliance Department at Credit Agricole's Combined US Operations (CUSO) seeks an individual to join the... department and report to the CUSO Head of Central Compliance, being responsible for coordinating the Compliance Risk Assessments...
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordina...
Job description Business type Types of Jobs - Finance / Accounting Job title Senior Associate / VP Portfolio Manager Contract..., including the credit analysis, and for ensuring compliance with internal requirements and procedures (i.e., QA/QC...