services are provided to clients of Betterment LLC by Betterment Securities, an SEC-registered broker-dealer and member... of / , and Apex Clearing Corporation, a third-party SEC registered broker-dealer and member FINRA/SIPC. Betterment Checking...
) Work closely with Auditors and other Control personnel to determine MSIIs / audit points. Assist the broker dealer entity... dealer entity (adhoc risk / controls reviews, group self-assessments, and controls testing) Work across various groups...