The Senior Compliance Officer, Monitoring and Testing, will play a key role in assessing and enhancing compliance.... A successful Senior Compliance Officer, Monitoring and Testing, should have: A solid understanding of compliance frameworks within the...
motivated and experienced Senior Compliance Officer who is ready to take their career to the next level. This role... of the annual 206(4)-7 review including monitoring, surveillance, testing, and compliance risk assessment. Prepare...
Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management... developing systems and reporting to facilitate ongoing oversight and monitoring of data compliance risks. Analyze the controls...
Compliance Training Issues Management Monitoring & Testing Compliance Risk Assessment Communications and Transaction... for production of Annual Compliance Reports and related senior officer certifications. Responsibilities: Provide compliance...
Risk & Compliance Organization is an independent risk management function, led by the Chief Risk Officer, with the... us define the future of American Express. Business Unit/Role Specific Information Global Risk & Compliance (GRC): The Global...
Responsibilities: · Regulatory Oversight: Conduct periodic compliance reviews, monitoring, and testing to ensure adherence to federal.... Position Summary: One of Vaco's clients is seeking a Compliance Officer to join their Compliance team. This is an exclusive...
supporting Infrastructure. Compliance Monitoring Program Maintain, develop, review and administer policies and procedures... specific to Infrastructure business. Support the Chief Compliance Officer for an SEC regulated subsidiary. Support the legal...
has been retained to conduct an immediate search for the Chief Financial Officer of Consumer Reports, the trusted... authority that has championed consumers' interests for nearly 90 years through evidence-based product testing and ratings...
bank's defined risk appetite, using knowledge of stress testing and its applicability to credit risk Supports monitoring... focusing on but not limited to credit, market, and reputational risk; as well as adherence or monitoring of credit risk...
. Coordinate 2LOD Review & Challenge interactions with LOB, engage with 2LOD Compliance Testing (including RBC) to provide... relating to Entertainment Banking activities (focus on Compliance-related controls) Coordinate with 1st LOD Testing team...
compliance with standards to meet client and business needs Cybersecurity awareness and best practice compliance is actively... practiced across API What You’ll Do Own and evolve enterprise-class security systems Implement and maintain compliance...
and recommend areas of focus for the business area’s control design, risk-based testing, continuous monitoring programs. Develop... and support areas, as well as 2LOD and 3LOD. Assist the Business Risk Officer in setting direction for the department and risk...
us define the future of American Express. The Technical Risk Management (TRM) team, within the Global Risk and Compliance... organization and led by the Chief Risk Officer, manages operational risks associated with Information & Cyber Security Risk...
Communications Active Listening Issue Management Liquidity Management Monitoring, Surveillance, and Testing Regulatory... in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO...
management, resiliency monitoring, operational vulnerability management and resiliency compliance management. Support compliance... us define the future of American Express. The Technical Risk Management (TRM) team, within the Global Risk and Compliance...
us define the future of American Express. The Technical Risk Management (TRM) team, within the Global Risk and Compliance... organization and led by the Chief Risk Officer, manages operational risks associated with Information & Cyber Security Risk...
us define the future of American Express. The Technical Risk Management (TRM) team, within the Global Risk and Compliance... organization and led by the Chief Risk Officer, manages operational risks associated with Information & Cyber Security Risk...
plays a key role (in collaboration with legal, compliance, IT, etc) in the analysis, requirements specifications... Officer position will play a key role in the development of this newly created team to ensure the bank meets its obligations...
with systems vendor, testing of system in preparation for use in coming program year and coordination of training and technical... of assigned contracts to ensure compliance with contractual requirements, including but not limited to recruitment...
. Reporting directly to the Chief Product Officer, the VP Data & AI will oversee a small but growing team of data engineers... and clinical outcomes. While a senior executive, this leader should also enjoy experimenting hands-on with new tools and frameworks...