what’s possible with LPL Financial. Job Overview: The Sr. Analyst, Operations Risk & Controls is a senior individual contributor role... supporting First Line Operations Risk & Controls, with a primary focus on Access Management and Data Risk & Reporting...
customer complaints. RISK MANAGEMENT 20% Ensure that all procedures, policies, and controls are consistently followed... analytical and operational skills to mitigate risk, analyze and approve transactions resulting in a positive customer experience...
excess operational cash. We also provide risk oversight and controls to protect assets and support the firm's growth... objectives. Senior Treasury Analyst: The Senior Treasury Analyst will oversee the firm's daily liquidity and cash positioning...
Bank Secrecy Act/Anti-Money Laundering (BSA/AML) operations. Financial and Non-Financial Risk Management audit teams... and Project Management operations. Information Technology audit teams: Provide independent assurance of controls and processes...