in the financial industry to lead audit coverage of Front Office and associated support functions including Sales, Trading... of benefits to its employees. Description SMBC is seeking an experienced audit manager with a minimum of 10 years' experience...
and to drive revenues Be a liaise with global E-Sales and E-Trading teams to support clients with global relationships... Electronic Trading Coverage Desk in New York. The role centres on the day-to-day management of client flow through our e-platform...
including trading and sales personnel and key support functions. · Evaluate new products and activities to ensure compliance... - Americas Director Contract type Permanent Contract Job summary Summary As a Director in the Global Markets Regulatory...
including trading and sales personnel and key support functions. Evaluate new products and activities to ensure compliance... - Director Contract type Permanent Contract Job summary Summary As a Director in the Global Markets Regulatory...
3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading... to join our Stress Testing and Capital Analysis team as a Director. The Stress Testing and Capital Analysis team sits within the firm...
on relevant regulations and internal policies and procedures to internal stakeholders including trading and sales personnel...Summary As a Director in the Global Markets Regulatory Compliance (“GMRC”) Advisory team at CACIB, you will play...
including trading and sales personnel and key support functions. Evaluate new products and activities to ensure compliance... - Director Contract type Permanent Contract Job summary Summary As a Director in the Global Markets Regulatory...
process improvements to increase operational efficiency and reduce risk. Coordinate with sales, trading, finance...We're seeking someone to join our team as a Director of Stock Loan and Fully Paid Lending Operations to drive strategic...
, support the International Global Markets Sales & Trading businesses. His/her primary focus will be supporting the Head... to represent trading desks alongside the Head of Global Markets Business Management Ensuring that the Front Office Sales & Trading...
capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX..., Regulatory Reporting and Audit (6) Delivering top tier customer service to all external and internal clients (7) Maintaining...
to investment banking syndicate, sales, trading, and capital markets. Ability to work both independently and as a core team member... Director within the Compliance, Conduct and Operational Risk (CCOR) organization, you will effectively collaborate with Line...
3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading...Job Description: The Corporate Tax Compliance Associate will be responsible for assisting the Director of Compliance...