in the financial industry to lead audit coverage of Front Office and associated support functions including Sales, Trading... of benefits to its employees. Description SMBC is seeking an experienced audit manager with a minimum of 10 years' experience...
' experience in the financial industry to lead audit coverage of Front Office and associated support functions including Sales..., Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will be responsible...
Job Description: Director - Head of Technology Audit Guggenheim Securities (GS) About the Position GS.... Guggenheim Securities offers services that fall into four broad categories: Advisory, Financing, Sales and Trading, and Research...
. Guggenheim Securities offers services that fall into four broad categories: Advisory, Financing, Sales and Trading, and Research... that fall into four broad categories: Advisory, Financing, Sales and Trading, and Research. Guggenheim Securities...
capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX..., Regulatory Reporting and Audit (6) Delivering top tier customer service to all external and internal clients (7) Maintaining...
challenge to RBC Capital Markets, LLC’s US Macro sales & trading personnel and supporting functions. Knowledge of Futures..., with emphasis on the FCM. Work closely with personnel within the Global Macro business units (Sales & Trading) as well as First...
to investment banking syndicate, sales, trading, and capital markets. Ability to work both independently and as a core team member... Director within the Compliance, Conduct and Operational Risk (CCOR) organization, you will effectively collaborate with Line...
3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading...Job Description: The Corporate Tax Compliance Associate will be responsible for assisting the Director of Compliance...