documentation is retained to support testing outcome. As part of an effective risk and control framework, Testing & Assessment... policies, procedures, and regulatory requirements to mitigate operational risk to the firm Execute testing of RCSA controls...
, Constructive Debate, Controls Assessment, Controls Lifecycle, Escalation Management, Issue Management, Risk Management, Stakeholder... such as assessment & design, MCA, QA, Monitoring & Testing, Issue Management and/or Governance Reporting & Analysis for effective end...
, challenging the status quo and striving to be best-in-class. As a Trade Surveillance Vice President on the Specialized Testing.... CCOR Testing is a risk-based, point-in-time evaluation of the design adequacy and execution effectiveness of controls...
, challenging the status quo and striving to be best-in-class. As a Trade Surveillance Vice President on the Specialized Testing.... CCOR Testing is a risk-based, point-in-time evaluation of the design adequacy and execution effectiveness of controls...
: Lead and manage the ERMTP business application encompassing strategic planning, requirements definition, design, testing... Manager Control Assessment (MCA, i.e. Risk & Control Self-Assessment) as required by the MCA Standard including the assessment...
and ensures adherence to the firm's risk, controls, compliance, and regulatory requirements Effectively manages timelines... end-to-end product delivery including intake, dependency management, risk materiality assessment, IT sprint development...
box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead, within the Asset.../expertise and assessment of compliance and regulatory risks with respect to marketing activities, processes and controls...