groups). Work with front line units to ensure day to day activities operate in compliance with laws, rules, and regulations...) in the Business and in Compliance and Operational Risk. Identify training needs, conduct in-person training and contribute...
business activities; and 6) monitoring sales and trading activities to ensure compliance with CIBC policies and regulatory... requirements. How You’ll Succeed: Providing ongoing Compliance advisory services on regulatory matters to personnel in swaps...
Legal, Compliance, Regulatory Relations, and Risk, to ensure appropriate execution of the Firm's enterprise-wide financial...Specific job responsibilities include: > Provide legal advice and support to business and compliance teams...
affiliated entities, a comprehensive program of compliance with statutes, regulations, caselaw, policies and best practices... concerning annual reporting, board governance, procurement, ethics and other statutory and regulatory requirements. WORK...
Director of State Regulatory Guidance and requires a strong understanding of New York State managed care products...Regulatory Guidance Manager / Remote Location: Remote (New York, NY area preferred) Job Type: Full-Time Schedule...
, as necessary. Other duties as assigned by the Director, Senior Director, or Chief Compliance & Regulatory Officer. Minimum... Manager - Government Programs The Regulatory Guidance Manager is responsible for ensuring regulatory compliance...
Director and Senior Lead Counsel, U.S. Bank Regulatory Legal Group - C15 Citi’s Legal Department is hiring... an experienced bank regulatory lawyer as senior attorney (C-15 – Director level) in its U.S. Bank Regulatory Legal Group. Citi...
do in the role: Manage the evaluation and review of external capital regulatory reporting, ensuring compliance with the.... Our employees support numerous activities such as Product Controllership, Profit & Loss (P&L) analysis, Regulatory Reporting...
Manager is responsible for ensuring regulatory compliance by disseminating guidance to affected business units. The position... position is accountable for supporting the Director of State Regulatory Guidance and will provide guidance to staff as well...
Deputy Director, Compliance, and with wide latitude for independent judgment will perform the following job responsibilities..., which include and are not limited to: - Work closely with the Deputy Director to ensure agency accountability and compliance...
with the city and its agencies. The Problems You'll Solve The incumbent will report to the Deputy Director, Compliance... to: - Work closely with the Deputy Director to ensure agency accountability and compliance with New York City's Administrative...
Department's Financial Crimes Compliance team (“the FCC Audit Team”) for the Americas function. It reports to a director... controls and emerging risks in key risk areas of the determined audit scope to provide reasonable assurance of compliance...
of Neighborhood Preservation to ensure compliance with legal and regulatory obligations. The Office of Enforcement and Neighborhood... largest in the city's history. This investment, coupled with a commitment to reduce administrative and regulatory barriers...
and Enhanced Enforcement, and the Division of Neighborhood Preservation to ensure compliance with legal and regulatory obligations... administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex housing crisis, by addressing...
. This position plays a crucial role in enhancing construction safety and ensuring regulatory compliance within the agency... a Chief of Code Compliance. The selected candidate will oversee the Code Compliance Unit, within the Office of Construction...
to about 200,000 additional people. Reporting to the Deputy Director of the Transactions Monitoring Unit (TMU) in the Compliance Department, the... Senior Compliance Analyst will develop a program to monitor procurement of capital projects within NYCHA. Responsibilities...
must be highly skilled and detail-oriented and will be reporting to the Compliance Director. Responsibilities: Gather, validate... to achieve personal success and add value to our teams and communities. We are seeking is seeking a Compliance Supervisory...
managers, legal, onboarding, credit and risk colleagues to ensure seamless client experience and compliance with all internal... and capabilities Consider risk, internal controls and compliance as part of day-to-day accountabilities and adhere to policies...
morning equity call. Understand compliance and the regulatory environment and act as a coach and resource to direct reports... Director of Research), who will be responsible for managing a team of Equity Research Associates, overseeing recruiting...
. Maximizes profit while prudently minimizing the bank’s exposure and adhering to regulatory statutes. Operates as key member... clients with specific product information. Responds to inquiries from clients, regulatory agencies, or members of the...