Reg W - Regulatory Closure Verification and support for Action Plans in Internal Audit (2 onsite roles) Location: NYC... Submit design and operating effectiveness testing conclusion workpapers Finalize closure verification testing results...
Reg W - Regulatory Closure Verification and support for Action Plans in Internal Audit (2 onsite roles) Location: NYC... and operating effectiveness testing conclusion workpapers Finalize closure verification testing results for the team to review...
Reg W - Regulatory Closure Verification and support for Action Plans in Internal Audit Location: NYC (Preferred... and operating effectiveness testing conclusion workpapers Finalize closure verification testing results for the team to review...
BSA/AML Regulatory Issue Verification - Internal Audit Location: NYC (Preferred) | Baltimore or Remote (Secondary... with experience performing audit closure verification testing and BSA/AML subject matter expertise. The roles require knowledge...
a team of regulatory auditor with experience performing audit closure verification testing and BSA/AML subject matter...BSA/AML Regulatory Issue Verification Internal Audit (5 roles) Location: NYC (Preferred) | Baltimore or Remote...
, regulatory, and statutory related to the HR function as well as F&B and Retail operations to ensure delivery of appropriate... and provides guidance as needed to bring closure to open matters; partners with Internal Audit to ensure investigation and closure...
activities and projects adhere to strict internal policies and external regulatory requirements. Project Management: Lead the... planning, execution, monitoring, and closure of digital engagement projects (e.g., promotional campaign setups, new product...
report issuance, workpaper review, and follow-up and verification of issue closure. Clearly and concisely communicate audit... of controls, communication of audit results, and issue verification) for individual audit engagements Monitor technology...
or monitor issue remediation according to action plan, validate issue closure documentation for FLU-owned business-identified... results, monitor control issue remediation as applicable and validate issue closure documentation Attend risk management...
or monitor issue remediation according to action plan, validate issue closure documentation for FLU-owned business-identified... results, monitor control issue remediation as applicable and validate issue closure documentation Attend risk management...
, and inspection techniques accordingly Lead a wide range of assurance activities (e.g., audits, continuous monitoring, closure... verification) to assess risk and the state of controls within coverage area Comprehensively articulate actionable insights...
and regulatory reviews, and ensuring timely closure of findings through targeted interventions and governance. Drive innovation... governance, control, and risk management across financial services. You’ll design and deliver regulatory and risk frameworks...