to exchanges and technology-powered services. For more information visit Purpose of Role: The Onboarding Analyst... will facilitate the onboarding process for opening new customers. Marex has unique access across markets with significant share...
within Guggenheim Securities, LLC – a FINRA registered broker-dealer. Responsibilities include reviewing account documentation... Qualifications Familiarity with Bank Secrecy Act, Anti-Money Laundering, Know-Your-Customer, FinCEN and Broker-Dealer Rules...
for the broker-dealer's onboarding process. Assist with system configuration, setup, and testing. Collaborate with relevant... or market operations role, preferably within a broker-dealer or financial institution. Thorough understanding of financial...