Morgan Stanley is seeking a financial services professional to join our team as an Internal Audit Vice President. The... candidate will join our Compliance Audit team, which is responsible for oversight and execution of our Legal and Compliance...
The opportunity Unity is looking for a Vice President, Corporate and Securities to join its Legal team. In this role... with all levels of the business. This role reports to the Senior Vice President, Chief Legal Officer of Unity, and will be located...
and functional CCOR teams and key stakeholders, including Legal, Business Control Managers, Technology, Internal Audit, Finance... is all about thinking outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Vice...
Serves as a function/business/product compliance risk officer as a Senior Vice President for Equities Independent... Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs...
Prime Brokerage Compliance Manager- Vice President Position Description: State Street Markets Compliance is seeking... functions (Risk, Legal, Audit and IT) and participate in and provide management oversight on the development of the Compliance...
to work with key stakeholders including the business, Legal, Risk, Control Management, Technology, Internal Audit, Finance... owners in control design, control evaluation, and issue management of compliance and conduct risks. Collaborate with Legal...
enterprise Required Qualifications: 15+ years of experience in SOX compliance, internal audit or financial risk management... is looking for a Vice President of SOX Assessment, Advisory and Testing to lead a group of risk professionals who are responsible to ensure...
pricing and application of ASC 740. The Vice President, Income Tax will work closely with international finance personnel... by the Company’s auditors. Maintain and improve internal controls and support reviews / testing with Internal Audit...
, delivering cross-functional initiatives that drive compliance and innovation. As a Vice President-Business & Program Manager... (Finance, Tech, Ops, Legal, Compliance, HR, Audit) to achieve business outcomes. Act as a trusted advisor to the Firmwide Head...
with colleagues across the business, infrastructure functions and internal audit. This is a wonderful opportunity to support a global... are consistently followed Address regulatory, audit, compliance or other findings that require remediation – including control design...
Job Description: Job Title Corporate / Board Secretary Corporate Title Assistant Vice President / Vice President... governance of and compliance with applicable laws, rules, regulations, and internal policies applicable to our US Boards...
and implementing corrective actions Collaborate with legal and compliance teams to ensure all medical practices align with relevant... your work to matter? Join us in building a future of accessible, innovative, and compassionate care. About the role The Vice...
vision across Human Resources, Legal, Compliance, Audit, Communication, and Corporate Responsibility functions. This role... and business demand trends. Legal, Compliance, Communication, Corporate Responsibility & Audit Technology Enablement Lead...
vision across Human Resources, Legal, Compliance, Audit, Communication, and Corporate Responsibility functions. This role... and business demand trends. Legal, Compliance, Communication, Corporate Responsibility & Audit Technology Enablement Lead...
functions (operations, controllers, legal, compliance, risk, tax, audit) to optimize, monitor and govern the business... will be between $150,000 and $200,000 per year at the commencement of employment for Associate and between $160,000 and $250,000 for Vice President. However, base...
as any reporting related to internal audit or compliance testing. Work with audit and compliance to address any remedial actions... parties. Ensure clear communication throughout the process. Partnering with Investment, Distribution, Legal, and Compliance...
Crimes Compliance (GFCC) function provides second-line policy, framework, oversight and control solutions to meet the Company...'s legal, regulatory and risk management mandates in connection with Anti-Money Laundering (AML) and Counter Terrorism...
requirements as well as any reporting related to internal audit or compliance testing. Work with audit and compliance to address..., Distribution, Legal, and Compliance teams to ensure responses align with firm messaging and regulatory requirements Monitoring the...
President, Internal Audit. This role offers an opportunity to lead and manage Sarbanes-Oxley (SOX) compliance audits over IT..., Finance, Operations, Compliance, Legal, HR, Loews Corporate Internal Audit, etc.) and external parties (e.g., co-source...
is available at . Follow @blackstone on , , and . The Legal & Compliance department seeks an Assistant Vice President to support the complex... compliance/internal audit-related projects as necessary Working with BXPW Legal & Compliance teams to assist with other ad hoc...