and/or third-party fund administrators as part of the annual audit Assist with regulatory and financial compliance for internal... in multiple jurisdictions working in collaboration with third party service providers and internal stakeholders. We are seeking...
with support functions and internal stakeholders including risk and control groups, audit, compliance, implementation, investor... process with audit and tax teams. You will also be in charge of managing client expectations and deliverable timelines in line...
, internal & external stakeholders including risk and control groups, audit, tax, compliance, implementation and investor..., including internal policies and procedures Prepare and/or review capital call and distribution calculations including investor...
mandatory training as assigned. Internal Audit Assist to follow up ensuring internal, external and Head Office audit... review of risk assessment data and reporting, conduct periodic internal control tests on data/process activity flow...
mandatory training as assigned. Internal Audit Assist to follow up ensuring internal, external and Head Office audit... review of risk assessment data and reporting, conduct periodic internal control tests on data/process activity flow...
Job Description: About the Role: Grade Level (for internal use): 10 The Team: Digital Solutions... and Compliance and Audit. Support in defining a comprehensive risk inventory, focusing on granular-level risks. Support the...
management Provide back up support for the other CUSO market risk reporting and oversight responsibilities Work with internal... audit during regularly scheduled reviews and to remediate issues Quantitative analytical support to the Risk group, review...
inventories and cycle counts to prepare and ensure a successful audit Assist with special projects, as needed (i.e. price changes... and communication skills are required Strong understanding of Customer Service needs and Customer (internal and external) priorities...
Enforcement Network, and U.S. Patriot Act as well as the Firm's Internal AML, KYC, and CIP programs. Drafting written responses... Trade Reporting and Compliance Engine (TRACE), and Consolidated Audit Trail (CAT) Reporting; Developing required compliance...
introduced QA review focusing on the content and quality of substantiation and attestation, dovetailing with the Firm's Internal... Audit and SOX reviews - Ownership of specific departmental procedures, including liaison with team management on updates...
with external administrators on annual audits, K-1s, and tax estimates Manage audit confirmations and related documentation... to investors Respond to ad hoc investor inquiries in coordination with internal teams Qualifications: 1-4 year fund auditor...
Surveillance and other oversight functions (i.e., Internal Audit). Investigate and assist with responses to regulatory inquiries..., Decision Making, Industry Knowledge, Internal Controls, Interpersonal Relationship Management, Product Services, Risk...
is responsible for providing risk consulting and issues resolution to clients in the areas of SOX, internal audit, business process... Services will participate in all stages of an internal audit or consulting engagement and provide assistance with planning...
is responsible for providing risk consulting and issues resolution to clients in the areas of SOX, internal audit, business process... Services will participate in all stages of an internal audit or consulting engagement and provide assistance with planning...
management > Provide ad hoc support related to scenario design, including but not limited to regulatory feedback, internal... audit, and independent reviews > Assist with identifying and implementing efficiency improvements throughout the...
and ad hoc requests Liaise with support functions, internal & external stakeholders including risk and control groups, audit... statements in adherence with the control framework, including internal policies and procedures Prepare and/or review capital...
, compliance and internal audit Representing the firm in front of C-level executives (COO, CFO, CCO, CTO) at third party fund... is conducted on investment managers from either working within an audit firm (auditing hedge funds and/or private funds) or working...
and statements, releasing investor reports, and coordinating the year-end process with audit and tax teams... opportunities to enhance operational efficiency and mitigate operational risks Liaise with support functions and internal...
ACBD1 remains fully compliant with the bank’s internal policies and procedures. Supporting the Unit Head (UH) on various... Office in a timely and appropriate manner. Compliance Testing: Coordinating ALCD compliance testing. Internal/External...
management for monitoring of risk exposures of NY Branch and BSI. Most reports will be also shared with internal audit..., internal or external audits, and supervisory reviews. Level of Complexity and Risk Involved: The position requires being...