Growing clearing fintech broker dealer is seeking a compliance officer to further enhance their Reg Sho framework.... Key Responsibilities Maintain, administer, and enhance compliance policies, procedures, and written supervisory...
Purpose of Position The Supervisor of Export & Trade Compliance provides leadership, direction, and hands-on support... issues that may arise during the process. Key Responsibilities Lead and manage the Trade Compliance team to ensure...
Description : American Senior Communities is now hiring a Director of Compliance and Audits The Director... of Compliance and Audits is a valuable member of the Compliance Department, providing expertise and analysis in conducting internal...
will work out of our Schaumburg, IL North America HQ. This person will report to the Head of Compliance Advisory and Assurance...Zurich North America is currently hiring for an Assistant Vice President Director, Compliance Assurance and this person...
head-on at Gallagher's global brokerage team. Join a family of diverse minds, united by a relentless pursuit of excellence..., the role requires the use of knowledge and experience in the industry to support the Compliance Department’s goals...
Job Description Job Description Tax Compliance Specialist Hybrid: In-office one day per week at one of two Vermont... locations- for an outstanding candidate open to discussion of workplace expectation. Position Overview The Tax Compliance...
The opportunity to evolve into Head of Risk & Compliance Exposure to niche M&A insurance lines and regulatory matters... for complex M&A transactions across Europe. This is a unique opportunity to take ownership of a broad compliance remit...
Our Opening and Your Responsibilities As our Quality and Compliance Manager, you will be responsible for ensuring the... AutoChem product portfolio consistently meets the highest standards for quality, safety, and regulatory compliance. Reporting...
The Difference You Will Make: In the role of Principal, SOX Compliance, the successful candidate will be responsible... for continued development of our compliance program for Section 404 of the Sarbanes-Oxley Act of 2002. You will support testing...
Enterprise Risk Management (ERM) team assist the Head of Risk Programs and ERM Risk & Compliance Manager with the management... of risk management activities across the company. Responsibilities Coordinate with the ERM Risk & Compliance Manager...
for Regulatory Compliance and Policy Management Quickly identify and escalate barriers and/or concerns to Head of ETX Risk... management solutions to increase operational efficiency. The Impact Partner with Compliance and Law to develop and maintain...
Position Title: Alcohol Compliance Supervisor at Prudential Center Pay Range: $25.00 to $25.00 We Make Applying... like Instapay (early access to your wages) and high interest savings both through the EVEN app. From the stadium to the head table...
appropriately, and report such findings to Head of the Consumer and Regulatory Compliance, and track required remediation. Assist... of all required monitoring reports for Head of the Consumer and Regulatory Compliance. Assist with monitoring, tracking and responding...
appropriately, and report such findings to Head of the Consumer and Regulatory Compliance, and track required remediation. Assist... of all required monitoring reports for Head of the Consumer and Regulatory Compliance. Assist with monitoring, tracking and responding...
will provide more details. Reporting to the Global Head of Financial Crime Strategy and Oversight, the Vice President, Head... of Financial Crimes and Compliance Human Capital Strategy, is a critical divisional leader responsible for executing the long-term...
, Compliance and Risk Group, report directly to the Global Head of the Public Markets Compliance and work closely... that aligns our perspectives with those of our clients. About the Role Position overview The Senior Compliance Analyst...
Manager / Regional Supervisor / Head of Local Audit of any major control weaknesses (reputational, regulatory, compliance... compliance from planning to issuance of the final report. This includes an assessment of the audited activity, the performance...
Job description Business type Types of Jobs - General Inspection / Audit Job title Lead Auditor - Regulatory Compliance Contract... corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of the audited...
Job description Business type Types of Jobs - General Inspection / Audit Job title Lead Auditor - Regulatory Compliance Contract... corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of the audited...
Job Summary: We are seeking a VP, Workday Security & Compliance Lead to take ownership of Workday security... while also managing identity governance, data privacy, and compliance across the platform (security and cybersecurity related). This role...