control environment. First Line Risk & Control Officer The First Line Control Officer is a member of a centralized first... an effective control environment. The First Line Control Officer reports directly to BRC, with an additional reporting line to the...
proper KYC practices for new and existing customers, whilst liaising with first and second line business stakeholders. KYC... Standard, U.S. Branches Know Your Customer Procedure for First Line of Defense; Seek guidance & escalate complex scenarios...
, this role plays a critical part in assessing, monitoring, and challenging the first line's risk management practices. The ideal... candidate will work closely with first-line stakeholders and enterprise risk functions to provide independent oversight...
oversight of the first line risk taking activities, ensuring resilience is strengthened across the enterprise. Reporting... organization and led by the Chief Risk Officer, manages operational risks associated with Information & Cyber Security Risk...
oversight of the first line risk taking activities, ensuring resilience is strengthened across the enterprise. Reporting... organization and led by the Chief Risk Officer, manages operational risks associated with Information & Cyber Security Risk...
oversight of the first line risk taking activities, ensuring resilience is strengthened across the enterprise. Reporting... organization and led by the Chief Risk Officer, manages operational risks associated with Information & Cyber Security Risk...
management/Rapid Exposure Drills (RED) risk mitigation actions including first line of contact with the Payments Command Center..., awareness and control across Credit Risk with regards to Payments and line resizing recommendations during annual client reviews...
Risk and Controls Practice we frequently work as or alongside a client’s internal audit function, the chief risk officer... one like you and that’s why there’s nowhere like RSM. As a senior associate in RSM’s growing Risk and Controls Practice, you will have the opportunity...
for a product aligned to a Line of Business (LOB) using knowledge of financial products, market risk profiles, and risk mitigation... at Risk Back-Testing (VBT) data and Management Information System (MIS) processes that may impact multiple product control...
, and risk literacy within the first line of defense, including design and implementation of preventive and detective controls... National Bank's ("CNB") Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for Fiduciary and Wealth...
potential. Title and Summary Armed Security Officer Overview Maintains a safe and secure environment by protecting... Guidelines Act as a First Responder during emergency fire/medical situations and security events Ensures proper escalation...
years in a Credit Risk or similar role (either first or second line). Technical skills: Intermediate level expertise in the... and control testing for Credit Risk Management. Qualifications: Minimum of 5-7 years of experience in Banking with at least 3...
for prompt resolution. Analyze and report compliance information to Compliance and business/group management. Advise first line...Application Deadline: 10/12/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance...
professional will support Americas GCM professionals and other first line control functions, including the Business Control Unit... that govern the firm's businesses. Background on the Team The Global Compliance Department manages a Firmwide Compliance Risk...
Information Security Officer (CISO) Office First Line Head of Risk and Controls Head of Solutions Delivery Enterprise..., architectural risk analysis, and translating control frameworks into actionable engineering guidance. Track record of shipping...
functions. The Corporate Functions Governance & Control team within AENB HQ governs first line of defense risk management... across the first line via the AENB COO Office's Strategic Planning, Control Management, Program Management and Governance...
of our culture. Department Profile The Finance Division reports to the Chief Financial Officer and consists of some 2500 employees..., and by contributing to firm wide risk management and risk reduction. This division maintains relationships with Morgan Stanley's various...
of our culture. Department Profile The Finance Division reports to the Chief Financial Officer and consists of some 2500..., and by contributing to firm wide risk management and risk reduction. This division maintains relationships with Morgan Stanley's various...
Information Security Officer (CISO) Office First Line Head of Risk and Controls Head of Solutions Delivery Enterprise... in threat modeling, architectural risk analysis, and translating control frameworks into actionable engineering guidance. Track...
in regulatory reporting. Experience in risk and control matters a plus. Strong understanding of USGAAP and the Regulatory.... The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance...