. As part of the Business Risk Management Operations First Line of Defense (“FloD”), the team performs control testing at the.... Within this role we partner with the businesses to identify areas of weakness and control deficiencies as well as develop custom...
posture, and operational resilience. The role will have a reporting line into the Senior Compliance Officer for State Street... entities in the United States and related personnel in the First Line of Defense (FLOD), serving as the SEC Curator for related...
for. What you will be responsible for As a Regulatory Reporting Auditor, Officer you will: Perform audit work in line with the Division’s risk-based... Auditing, or first- or second-line Regulatory Reporting roles. Familiarity with regulatory reporting preparation...
within the department and provide quality assurance on the design of the control measures and monitoring plans. Work with the... which are monitored at regular frequencies. Engage with the Group Operational Risk Officer(s) and Risk Framework Owners to ensure...
with first line risk groups and risk teams to address the thematic issues arising out of the assurance reviews. Perform.... As a critical function reporting into the Group Chief Risk Officer (CRO), the Group OTCR team serves as the second line of defence...
has been distributed between process/control owners and the Trust, Risk, Assurance and Compliance (TRAC) team. TRAC is the... first-line of defense risk team responsible for Central Tech business unit risks & Security risks across the company The...
has been distributed between process/control owners and the Trust, Risk, Assurance and Compliance (TRAC) team. TRAC is the... first-line of defense risk team responsible for Central Tech business unit risks & Security risks across the company The...