compliance advisor to Equities businesses, offering guidance on regulatory matters, firm policies, and industry practices. Lead..., monitoring, and testing programs for equities to identify and mitigate compliance risks effectively. Develop and deliver...
management, as well as research and advisory services to clients around the world. #bmocapitalmarkets The Equity Derivatives... responsibilities of this position will include: Execute and monitor index-related trades in equities as well as equity and interest...
across prime services. Partner with Equities, Prime Finance/Trading, Risk, Operations, Technology, Legal, and Compliance to scale... underwriting, corporate lending and project financing, merger and acquisitions advisory services, securitization, treasury...
Practices; Software Engineering, Data & Analytics, IT Operations, Change & Transformation, and Risk, Regulation & Compliance... within investment banking, equities, and wealth management to better represent the business's nuanced needs in the broader Data...
Practices; Software Engineering, Data & Analytics, IT Operations, Change & Transformation, and Risk, Regulation & Compliance... quality approach across investment banking, equities, and wealth management businesses. The Data Governance Lead will work...
and provides institutional and individual investors with investment and advisory solutions, with strategies spanning asset classes... across all asset classes, including private debt, private equity, infrastructure, real estate, fixed income and equities. In addition...
with technical delivery to accelerate digital agility, compliance, and revenue growth in a fast-evolving capital markets landscape.... Stakeholder Engagement & Advisory: Partner with C-level executives, trading desks, risk officers, and global cross-functional...
help clients pursue the life they envision through a personal relationship with their advisory team committed... to their needs. We believe trust comes from transparency. Our trusted advisory teams are equipped with access to the investment...
, bridging C-suite vision with technical delivery to accelerate digital agility, compliance, and revenue growth in a fast... to support high-volume, low-latency transactions. Stakeholder Engagement & Advisory: Partner with C-level executives, trading...
(Equities, Crypto, etc.) This role demands a visionary leader with deep domain expertise and a strong technical foundation... and regulatory compliance. The successful candidate will have 10+ years of financial technology experience, with a proven track...
areas such as Investment Banking (both domestic and international branches), Equities Sales & Trading, Derivatives, Fixed... positive screening outcomes to AML Officer Coordinate with internal teams such as: AML Officer, Compliance Officer, FinOps...