advice and compliance of corporate and securities matters for the Company and its subsidiaries, including executive... and securities matters and corporate compliance Prepare the Company's corporate and securities reports, including proxy...
and corporate compliance Prepare the Company's corporate and securities reports, including proxy statements, equity and debt... of corporate and securities matters for the Company and its subsidiaries, including executive compensation; financing...
business lines include corporate and municipal bond sales, trading, and origination, asset-backed securities and CLOs, interest... Experience with securities laws and broker-dealer regulatory matters Experience with corporate finance, in particular the...
and corporate marketing teams. All reviews are based on FINRA, SEC, and state securities and insurance regulations, as well..., relevant, timely, and contextual revisions and feedback for the purpose of ensuring compliance with securities and insurance...
corporate Secretary’s team and will partner with the Vice President, General Counsel and Secretary (“GC”) to manage corporate... analytics; and perform external benchmarking for the Legal, Ethics & Compliance, Corporate Affairs, and Sustainability (“LCAS...
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group..., the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...
rules and interpretations. Provide expert counsel and advice to the CFO, Corporate Controller, and other senior leaders... overall operational and compliance risk related to SEC and Climate reporting for Truist. Ensure the accurate and timely...