We’re seeking someone to join our team as an Associate, Control Group Sales & Trading Coverage in Compliance... responsibilities of the members of the Control Group Sales & Trading Coverage include, but are not limited to: Review, appropriate...
We’re seeking someone to join our team as an Associate, Control Group Sales & Trading Coverage in Compliance... and Trading coverage team within the group is primarily responsible for the clearance, review and takeover panel reporting of the...
details against broker confirms, external trading platforms and trade tickets, in accordance with daily trade control procedures. Work... with Front Office sales and trading colleagues with regards to queries or booking discrepancies. Frequent communication...
, external trading platforms and trade tickets, in accordance with daily trade control procedures. Work within a challenging... with Front Office sales and trading colleagues with regards to queries or booking discrepancies. Frequent communication...
The incumbent is accountable for providing day-to-day trade control support for all trading room products, to ensure... where time pressures demand a rapid response to requests from the trading floor. Close liaison with Front Office sales...
A global financial services company in Hong Kong is seeking an Associate for its Control Group Sales & Trading coverage.... The role involves providing compliance guidance, monitoring trading activity, and maintaining the Firm's Watch...
with internal stakeholders (sales, trading, relationship managers, capital markets, transaction banking, China opening team, CEO... coverage is aligned with the bank’s footprint Other responsibilities Embed Here for good and Group’s brand and values...
with internal stakeholders (sales, trading, relationship managers, capital markets, transaction banking, China opening team, CEO... Strategy research coverage is aligned with the bank’s footprint. Other Responsibilities Embed Good and Group’s brand...