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Keywords: Compliance Professional, Location: New York City, NY

Page: 1

Compliance Professional

Overview: Marathon Asset Management is seeking a compliance professional to join our Institutional Infrastructure... Chief Compliance Officer (CCO) and play a key leadership role in managing, strengthening, and executing Marathon...

Posted Date: 18 Dec 2025

Americas Operations & Finance Regulatory Compliance Professional

, excellence and strong team ethics. Morgan Stanley can provide a superior foundation for building a professional career - a place... part of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 13 Nov 2025
Salary: $90000 - 155000 per year

Compliance – Exam and Inquiry Management Analyst- 2026 US Graduate Program

engagement, and regulatory responsibilities. Depending on placement, participants may assist with audits, reporting, compliance.... In addition to practical experience, the program emphasizes professional development, offering exposure to industry practices...

Company: Marex
Location: New York City, NY
Posted Date: 20 Dec 2025
Salary: $60000 - 75000 per year

Internal Audit, Compliance

Audit Division (IAD). COVERAGE SUMMARY Assist in managing and supporting the Compliance audit team by overseeing the... for Compliance related audits. Prepare and/or review deliverables associated with control testing including reviewing the approach...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 20 Dec 2025
Salary: $150000 - 200000 per year

Senior Manager- Regulatory Compliance (Alternative Assets)

, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... people and possibilities. Job Description Provide regulatory compliance support to IQEQ’s investment adviser clients...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 19 Dec 2025
Salary: $115000 - 135000 per year

Business Compliance Partner - USDS

The USDS Security - Risk & Compliance team is responsible for managing USDS security compliance in accordance... with US compliance requirements and objectives, and providing industry leading governance, risk, and compliance services. The core...

Company: TikTok
Location: New York City, NY
Posted Date: 19 Dec 2025

Compliance Specialist

and communities to flourish. The Compliance Specialist is responsible for ensuring that all program operations and professional... with compliance requirements, educational policies, and public health standards. Professional Development & Compliance Support: Assist...

Company: City of New York
Location: New York City, NY
Posted Date: 19 Dec 2025
Salary: $60889 - 78000 per year

Section 8 Compliance Manager

role is ideal for a compliance professional with in-depth knowledge of New York City building regulations, who can manage...🔎 Hiring Now: Section 8 Housing Compliance Manager (Onsite | Midtown Manhattan) 📍 Location: Midtown Manhattan, NYC...

Company: TGG Accounting
Location: Manhattan, NY
Posted Date: 19 Dec 2025
Salary: $115000 - 125000 per year

Deputy Director for Labor Monitoring Unit within the Division of Economic Opportunity & Regulatory Compliance

and Regulatory Compliance (EORC) lead the agency's effort to promote inclusion and economic opportunity while also enforcing legal... construction projects to ensure compliance with applicable federal, state, and local labor laws. LMU's labor compliance officers...

Company: City of New York
Location: New York City, NY
Posted Date: 19 Dec 2025
Salary: $62868 - 90000 per year

Financial Crime Compliance Analyst

a more sustainable, more inclusive world. Job Description We're seeking a Financial Crime Compliance Analyst to join the CRA team... and enhancement of compliance programs covering fraud, market abuse, and insider trading Required Skills and Experience...

Company: Capgemini
Location: New York City, NY
Posted Date: 19 Dec 2025
Salary: $70000 - 75000 per year

Senior Manager- Regulatory Compliance (Alternative Assets)

, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... people and possibilities. Job Description Provide regulatory compliance support to IQEQ's investment adviser clients...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 19 Dec 2025
Salary: $115000 - 135000 per year

Analyst-Compliance AML Investigations

Unit (USIU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes... Compliance (GFCC). USIU provides oversight and support for global financial crimes investigations. In partnership with teams...

Company: American Express
Location: New York City, NY
Posted Date: 18 Dec 2025
Salary: $65500 - 102500 per year

VP of Compliance

opportunities for continued training and career advancement And much more! Responsibilities: The VP of Compliance... will be responsible for coordinating with stakeholders across GUARD and translating compliance plan goals into executable testing...

Posted Date: 18 Dec 2025

Code Compliance Specialist 1 (NY HELPS) - Long Island or NYC

Duties Description The Code Compliance Specialist 1, SG-18 will be assigned to the Capital Bureau and reports to the... Code Compliance Specialist 2, SG-23. As a Code Compliance Specialist 1 duties will include but are not limited to the...

Company: New York State
Location: New York City, NY
Posted Date: 18 Dec 2025
Salary: $66951 - 85138 per year

SVP, Chief Compliance Officer

Purpose: The Chief Compliance Officer (“CCO”) is responsible for developing, implementing and administering... all aspects of the Bank’s Compliance Management Program. This position assists Executive Management with administrative, lending...

Posted Date: 18 Dec 2025

AdTech and Privacy Compliance Architect | Technology Consulting

culture that embraces diversity, recognition, professional development and, most importantly, you. Are you ready to make... your impact? About the Role FTI is seeking an AdTech and Privacy Compliance Architect to support our AdTech & Digital...

Company: FTI Consulting
Location: New York City, NY
Posted Date: 17 Dec 2025

AdTech and Privacy Compliance Architect | Technology Consulting

culture that embraces diversity, recognition, professional development and, most importantly, you. Are you ready to make... your impact? About the Role FTI is seeking an AdTech and Privacy Compliance Architect to support our AdTech & Digital...

Company: FTI Consulting
Location: New York City, NY
Posted Date: 17 Dec 2025

Commercial Lines Compliance - Surplus Tax Filings - REMOTE

to work with friendly and professional leadership. We are known for the great care we take with our staff and our clients... in Commercial Lines Compliance / Surplus Tax Filings positions. Responsibilities include: Processing and payments of surplus lines...

Company: Work at Home
Location: New York City, NY
Posted Date: 17 Dec 2025
Salary: $24 - 30 per hour

VP of Compliance

Responsibilities The VP of Compliance will be responsible for coordinating with stakeholders across GUARD... and translating compliance plan goals into executable testing and monitoring, reporting results, and engaging in remediation and value...

Posted Date: 17 Dec 2025

US Equities Compliance, SVP

In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the.... This position is in the Regulatory Compliance department covering the Markets & Securities Services division of HSBC...

Company: HSBC
Location: New York City, NY
Posted Date: 16 Dec 2025