related to transaction monitoring and compliance, ensuring timely and accurate communication with regulatory bodies...: The Compliance Manager at FalconX will be responsible for conducting complex investigations into potentially suspicious...
Product Risk manager will jointly report to the Transaction Banking Head of Risk and Transaction Banking Head of Product... of experience in Financial Services and/or transaction banking 5+ yrs in Risk, Control or Compliance disciplines. Knowledge...
. This a great opportunity to work in this fast-paced transaction business, lead diverse engagement teams, work with a wide variety... primary role of the Structured Finance transaction team is to perform agreed-upon procedures (AUP) to help clients execute...
. This a great opportunity to work in this fast-paced transaction business, lead diverse engagement teams, work with a wide variety... primary role of the Structured Finance transaction team is to perform agreed-upon procedures (AUP) to help clients execute...
, in particular risk, compliance, legal, and other internal control functions, as you research, develop, and articulate new business... enhancement, annual budgeting, data integrity, progress monitoring) Proactively explore large language models (LLMs...
and monitoring of Board Committee charters and the organization of Board and Committee meetings, compliance with the state governance... corporate governance, the negotiation of significant agreements, and the monitoring and communication of significant legal...
of experience advising on Financial Crimes Transaction Monitoring, Risk Assessment and Sanctions, or Enterprise Compliance... (KYC) and transaction-monitoring operational support. Help financial institutions create risk-based strategies, launch...
daily review and monitoring of pre-trade and batch portfolio compliance alerts with respect to regulatory and internal rules... a plus Skills/Knowledge: Minimum 2 years as a manager in Investment Compliance Good working knowledge of Portfolio Management...
daily review and monitoring of pre-trade and batch portfolio compliance alerts with respect to regulatory and internal rules... a plus Skills/Knowledge: Minimum 2 years as a manager in Investment Compliance Good working knowledge of Portfolio Management...
., surveillance systems, communication systems, transaction monitoring system) required Solid technical aptitude with the ability... methodologies Familiarity with compliance analytics or AI/ML-driven compliance monitoring preferred Hands-on experience managing...
technology company - Experience working with transaction monitoring, sanctions screening or KYC technologies, with knowledge...USDS Financial Crimes Compliance is responsible for overseeing and operationalizing all aspects related to Anti-Money...
, and ongoing credit monitoring of sports finance transactions, including covenant compliance and periodic risk reviews. Lead or co...: East West Bank is seeking a Sports Finance Portfolio Manager (PM). The PM will be responsible for proactively managing...
Industry/Sector Not Applicable Specialism Assurance Management Level Manager Job Description & Summary... and transaction testing and perform readiness assessments, in order to provide observations and recommendations to our clients...
strategy development, deal sourcing, transaction execution, portfolio monitoring, and relationship management for strategic...Manager, Venture Investing - Investing Associate (Commerce & Fintech Investor) Capital One Ventures (COV) is the...
of a transaction tax calculation engine to automate the tax determination, calculation and compliance processes with respect.... US - Tax - National Tax - Tax Technology and Transformation - Indirect Tax - Senior Manager Tax Technology and Transformation...
within the transaction landscape as well as international cross-border transactions. Our mission is to develop the strongest... business advisors. The opportunity As an ICTA manager, you'll see plenty of recent growth and investment - and you'll...
Industry/Sector Not Applicable Specialism Assurance Management Level Manager Job Description & Summary... and transaction testing and perform readiness assessments, in order to provide observations and recommendations to our clients...
ABOUT THE ROLE We are looking for a Manager, Financial Reporting and Consolidations to join our Accounting... of subsidiary level general ledgers, monthly variance analysis, and governance over the organizations compliance with various...
looking for an Associate Manager, Deal Operations to join EquityZen's growing team as we redefine private markets. Since 2013, the EquityZen..., or related field Skilled project manager with the ability to juggle multiple deliverables across numerous stakeholders with many...
, and best practices, relevant to transaction monitoring, suspicious activity reporting, financial crime typologies and investigative... crypto industry utilizing blockchain analytics and OSINT tools; Subject matter expertise in transaction monitoring including...