Title - Compliance Consultant Location: Springfield, MA 01111 or Boston, MA 02210 Work Schedule: Hybrid Duration: 12... the multiple compliance manuals and resources into a unified Compliance and Supervision Manual. This effort involves...
The Opportunity As the Investment Platform Consultant, you will support the Corporate Registered Investment Advisor... departments (e.g. Compliance, Legal, Operations, Top Investment Advisory Representative councils) to deliver high demand solutions...
and implement departmental policies, procedures, and programs in compliance with company and regulatory standards. Collaborate... successful planning, execution, and delivery of initiatives. Minimum Qualifications: High School Diploma/GED/HiSET 5+ years...
. Conducting detailed analysis of client and annuitant data, plan provisions, and forms to ensure compliance and proper processing... related product knowledge and critical thinking skills to handle problems. * 5+ years experience in interpreting PRT plan...