. About the Role We are seeking an experienced Compliance Manager to join our Compliance team in Hong Kong. This is a strategic... across our SFC-licensed activities (Type 1, 4, 9) and Money Service Operator (MSO) license. The Compliance Manager will play...
. About the Role We are seeking an experienced Compliance Manager to join our Compliance team in Hong Kong. This is a strategic... across our SFC-licensed activities (Type 1, 4, 9) and Money Service Operator (MSO) license. The Compliance Manager will play...
in today's environment. The practice focuses on key risk areas relating to strategic level, operational, financial and regulatory compliance... provide leading edge services on risk, regulation, governance and compliance to our clients to allow them to better focus...
Key Responsibilities Provide support on compliance matters, including regulatory change management, submissions..., inspections, case reviews, and monitoring of personal account dealings. Develop, revise, and enforce compliance policies...
in today's environment. The practice focuses on key risk areas relating to strategic level, operational, financial and regulatory compliance... provide leading edge services on risk, regulation, governance and compliance to our clients to allow them to better focus...
Compliance Analyst/Associate, Global Asset Management Regional Compliance with Global Asset Manager Regulatory... to search for Regional Compliance Analyst/Associate. Job Duties Report to the Regional Compliance Manager Accountable...
which enables the expansion of our fastest‑growing business segments globally. As the Research Compliance Associate you will report... into the Research Compliance Manager and work closely with the Legal, Client Protection and Research teams as well...
, highly organized, and proactive Associate to join our Control Room Compliance team focused on information conflicts... build careers within this exciting and growing industry. Job Description The Ares Compliance Department oversees...
environment. Learn more about our Client Protection team here. Client Protection Associate Responsibilities What do you want...? A clear path towards a manager role where you can lead your own team, partner with senior stakeholders globally, make...
Kong, with additional offices in New York and Shenzhen 總部設於香港，並在紐約及深圳設有辦事處 Currently hiring a Senior Audit Associate... directly to the Audit Manager or Partner 直接向審計經理或合夥人匯報 Plan and execute audits to evaluate financial statements and internal...
A leading international bank is seeking a Senior Associate Compliance Manager in Hong Kong. The successful candidate... will oversee AML/CFT compliance, manage suspicious transactions, and ensure adherence to regulatory requirements. Candidates...
Join a leading international bank as a Senior Associate Compliance Manager to be responsible for AML /CFT compliance for the...Compliance for the corporate bank Good command of written and spoken Eng and Chi Join a leading international bank...
which enables the expansion of our fastest‑growing business segments globally. As the Research Compliance Associate you will report... into the Research Compliance Manager based in Hong Kong and work alongside the Research teams to enable a safe end‑to‑end...
environment. Learn more about our Client Protection team here. Client Protection Associate Responsibilities What do you want...? A clear path towards a manager role where you can lead your own team, partner with senior stakeholders globally, make...
environment. Client Protection Associate Responsibilities What do you want your career to look... offering autonomy, high responsibility and personal impact from day 1? A clear path towards a manager role where you can lead...
insights to top-tier clients worldwide. As a Research Compliance Associate, youll help ensure that all research activities meet... internal standards and international regulatory requirements. Youll report to the Research Compliance Manager (based in Hong...
President to join its Hong Kong Compliance Department, focusing on Anti-Money Laundering (AML), Counter-Financing of Terrorism... (CFT), and Sanctions compliance. This is an excellent opportunity for an AML specialist looking to take on a broader...
A global financial institution in Hong Kong seeks a Compliance Manager with at least 8 years of experience in financial... institutions, particularly in global markets. The role focuses on assessing compliance risks, ensuring regulatory adherence...
development. About the job Reporting to the Compliance Manager, you will be responsible for providing high-quality advice.... To support their continued growth and commitment to regulatory excellence, they are currently seeking a dedicated Compliance...
development. about the job.Reporting to the Compliance Manager, you will be responsible for providing high-quality advice.... To support their continued growth and commitment to regulatory excellence, they are currently seeking a dedicated Compliance...