Our client, a Global Brokerage, are looking for a Compliance Analyst to join their Compliance Advisory team based... in London. Responsibilities below: Advisory support Ability to structure and execute on given projects in a time sensitive...
Analyst. This is a truly 'hands on' position, working autonomously with the trading teams to facilitate tangible compliance... Compliance Professional with strong analytical skills? Do you thrive in a flat hierarchy, team-oriented environment that values...
and hedge funds. These strategies are delivered to clients in a variety of structures, including discretionary and advisory... portfolios and regulated fund wrappers. The Discretionary and Advisory Product Development team is focused on delivering high...
We are looking for a Trading Regulation Analyst to join the Compliance and Regulation team at SmartestEnergy Limited.... You will be responsible for monitoring and managing the Company's compliance with laws, regulations, and internal policies governing trading...
Compliance Graduate Analyst TD Securities are offering an exceptional opportunity to join a diverse and dynamic team through... our Compliance Graduate Analyst role. Get hands-on experience working on high-impact projects, develop the skills that top investment...
challenges of regulatory change by delivering premium advisory services with our services spanning compliance operating model.... You will be part of team providing compliance and regulatory advisory solutions and advice, building trusted client relationships...
disclosure and attestation process. Respond to employee inquiries via compliance inbox, phone & Teams. Monitor PAD transactions... compliance' regulations such as MIFID II, SMCR and Consumer Duty. Liaison with Investment Compliance on embargo list...
testing and thematic reviews in accordance with the compliance monitoring plan. Prepare management information.... Escalate issues to Managers. Collaborate with individuals within the wider Risk and Compliance department and other control...
Job Title/Req Number: ERS Forensic, Dispute Advisory Manager -108244 Base Location: 20 offices nationally: The KPMG... Advisory function is a cornerstone of our business. Operating from UK wide we do work that matters, serving the country...
The Team Our Investigations & Compliance team helps clients to establish the facts in relation to an incident, loss..., regulatory compliance, risk frameworks and modelling and much more. The Role As a Director and Engagement Leader, we expect...
, Together and For Better. The Team: Dispute Advisory sits within our "Investigations & Compliance" team and helps clients...KPMG Overview: KPMG in the UK is part of a global network of firms that offers Audit, Legal, Tax and Advisory...
experience in either, a consulting, in house compliance, regulatory operations or business analyst role or equivalent. A good.... To respond to the challenge that the industry presents, we are growing our IMW advisory team. Accordingly...
experience in either, a consulting, in house compliance, regulatory operations or business analyst role or equivalent. A good.... To respond to the challenge that the industry presents, we are growing our IMW advisory team. Accordingly...
is a US firm looking for a 5+PQE qualified lawyer, international experience, and strong financial crime advisory experience. Key... responsibilities include: Advise the firm on financial crime compliance, as well as general compliance and regulatory matters...
to a value-added internal advisory and compliance function. We are looking for an enthusiastic and ambitious tax analyst... to join us on this high-speed journey. Purpose of the Role We are looking for a Senior Tax Analyst to report directly to the Group Senior...
Job Title: Senior Risk Analyst (Client Asset Protection) Location: London (100 Bishopsgate) | Hybrid: 4 days onsite.... We are a collaborative team of eight subject matter experts seeking a Senior Associate to oversee CASS compliance and regulatory reporting...
Asbestos Analyst Join Us in Shaping the Future of Safe Built Environments Through High Precision Asbestos Air.... You may choose to become dual trained as both Analyst and Surveyor, broadening your technical capability and opening further...
strong relationships with Front Office, Compliance Advisory, IT, and other stakeholders involved in the surveillance lifecycle. Stay...We are seeking a highly motivated Trade Surveillance Officer (Analyst or Associate level) to join our London-based...
. Our services span business and digital transformation, cybersecurity, operational improvement, risk advisory, and IT advisory... to support clients through their strategic transformations. As a Cybersecurity Consulting Analyst, you will collaborate...
exceptionally strong and as a result team requires further junior support as business grows. The Investment Banking Analyst... is a junior level position responsible for providing clients with strategic advisory services for mergers, acquisitions...