and Political Activities Compliance (GPAC), and Anti-Tax Evasion (ATE) In-depth knowledge of global compliance regulations... Professional certifications such as Certified Internal Auditor (CIA), Certified Compliance & Ethics Professional (CCEP...
and conduct audits, site visits, and programmatic reviews and assessments. - Ensures programming and regulatory compliance..., aligned with City rules and accountability standards. - Supports compliance and legal aspects of strategic initiatives...
, Risk & Compliance). Through further investment they are now looking to expand their NY team by hiring a dedicated Sales... record in selling complex GRC solutions and services to the financial sector (Governance, Risk and Compliance) at C-level...
Control Room Officer – Compliance (Onsite | New York, NY) A high-growth fintech company in the digital asset space... regulatory compliance across all business lines. What you’ll do: Execute and mature the Control Room function and strategy...
Derivatives impacted businesses on a global basis to ensure compliance with rules and regulations. What will you do? Assist... in Compliance coverage of activities of the RBC Swap Dealer and Security-Based Swap Dealer (including, but not limited...
as of December 31, 2024. Position: We are seeking a seasoned compliance professional to lead and oversee fund marketing compliance... and internal policies. This individual will be instrumental in shaping the firm’s marketing compliance framework...
on their profiles. Identify and escalate any red flags or suspicious activities. Compliance: Ensure compliance with local... and compliance metrics. Assist in audits and regulatory inspections as required. Qualifications: Bachelor's degree in Finance...
), seeks a full time Investigator Employee Compliance in the Bureau of Legal Affairs/ Substance Testing Unit. Reporting...
The USDS Security - Risk & Compliance team is responsible for managing USDS compliance in accordance with US compliance... requirements and objectives, and providing industry-leading governance, risk, and compliance (GRC) services. Our core services...
Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance...
Job Title: Broking Compliance Analyst Skills & Experience Strong knowledge of multistate insurance regulations... and licensing Experience with surplus lines filings, CE tracking, and producer onboarding Familiarity with marketing compliance...
Deputy Director, Compliance, and with wide latitude for independent judgment will perform the following job responsibilities..., which include and are not limited to: - Work closely with the Deputy Director to ensure agency accountability and compliance...
Global Ethics & Compliance Manager is a critical leader in ensuring our ethical culture and business integrity remain...
within the Global Compliance & Ethics organization, responsible for administering a comprehensive regulatory compliance program... for the Technology (Tech) business unit. This role will lead an organization of line of business compliance officer teams...
of something extraordinary. We're seeking a future team member for the role of Director, Compliance (Digital Assets Business...) to join our Risk & Compliance team. This role is located in New York City. Bachelor's degree in finance, Law, Business or a related...
is a senior member of the Risk Function, responsible for the local implementation of, and compliance with, the Apex Risk... processes, ensuring compliance with relevant policies and procedures, including timely escalation as required. Champion risk...
SUMMARY ACBD1 is a front office function serving Japanese corporate clients in the U.S. The Compliance and Risk... Management Unit, part of the Planning Team within ACBD1, is responsible for a wide range of compliance matters and risk...
Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer to serve... as a trusted advisor to business colleagues on regulatory, risk, compliance and ethics issues relating to MMA’s regulated insurance...
will be responsible for managing business income tax planning, corporate tax compliance, and ASC 740 income tax accounting projects... Doctorate required. 5+ years of corporate tax experience, including compliance and ASC 740 tax provision work. Experience...
is responsible for ensuring compliance with consumer laws and regulations and serve as back-up for the Head of Consumer and Bank... Regulatory Compliance; Ensure accurate and meaningful compilation and reporting of periodic Reg-related metrics data; Acquiring...