motivated and experienced Senior Compliance Officer who is ready to take their career to the next level. This role... successful candidate will report directly to the Chief Compliance Officer and work very closely with business stakeholders and compliance...
for a Compliance Officer forAmbulatory Operations. This position has a hybrid schedule with two remote days and three in office days... compliance requirements with their assigned area: annual conflict of interest attestations and mitigation plans, code of conduct...
COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible... for managing and maintaining assigned areas of the compliance program covering U.S. Mortgage Banking including monitoring business...
patients worldwide. Please visit for more information. Job Description Reporting to the Chief Ethics and Compliance Officer..., the Senior Compliance Officer, Global Policies, Education, and Investigations is a trusted expert advisor and senior...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – FIC Macro... Compliance Corporate Title Vice President Location New York, NY Overview You will provide business compliance coverage...
, and driven Compliance Officer who thrives working both independently and collaboratively. This role is hybrid and can sit... in any of our corporate locations a minimum of 3 days per week. What can you expect? As a Compliance Officer, you will support strategic...
Job Description: Employer: DWS Group Title: Senior Compliance Officer (Trading & Portfolio Management) Location... Details As a/an Senior Compliance Officer, you will (be): Partner with global business leaders in portfolio management, trading, operations...
Officer will investigate and communicate conclusions verbally and in writing regarding complex customer complaints... will ensure compliance with industry requirements regarding customer allegations of misconduct by the firm or one of our employees...
Job Posting Title: Compliance and Risk Officer ---- Hiring Department: Dell Medical School ---- Position Open... School is looking for a Compliance and Risk Officer. The Compliance and Risk Officer reports to the Chief Enterprise Risk...
. Previously, Mayor Adams has served the people of New York City as an NYPD officer, state senator, and Brooklyn borough president... with the city and its agencies. The Problems You'll Solve The incumbent will report to the Deputy Director, Compliance...
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self... Officer will design and implement automated compliance controls, conduct trading reviews, and perform trade surveillance...
POSITION SUMMARY The Chief Compliance Officer and Associate General Counsel provides strategic leadership of the... organization’s compliance program while serving as a key legal advisor on hospital operations and regulatory matters. Reporting...
Officer Truancy Compliance Job Code: 80529 Job Family/Function: 90 - Compliance\Programs FLSA: Non-Exempt Grade... Compliance Officer will assist with and coordinate the district wide compliance and enforcement of the Tennessee Compulsory...
Looking to advance your career as a Compliance Officer and join a growing investment management business... years' experience as a compliance officer, preferably with at least 3 years' experience with an SEC-registered investment...
SUMMARY The Compliance Officer: (1) Serves as the TMC Health Compliance Officer and, as such, oversees compliance... Committee and as Chair of the TMC/TMN Compliance Committee. ESSENTIAL FUNCTIONS: As Compliance Officer, establish, implement...
Job Title Business Compliance Officer (Malvern, PA) Job Description As the Business Compliance Officer...+ years of experience as a Compliance Officer, ideally in a healthcare provider-based field. Your skills include leading...
COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer... Best Interest, Code of Conduct, etc.). Must-Have* Bachelor's Degree or equivalent Minimum 7 years of compliance, regulatory...
of New York City as an NYPD officer, state senator, and Brooklyn borough president. The Adams' administration is leading the... Deputy Director, Compliance, and with wide latitude for independent judgment will perform the following job responsibilities...
Compliance and Risk Officer, will be a highly visible, senior leadership position, reporting directly into the Global/Executive... Chief Compliance and Risk Officer, working closely with RPW senior leadership to collectively support the growing RPW...
Professional Compliance Officer (CPCO) Certified in Healthcare Privacy Compliance (CHPC) Certified in Healthcare Research... of Compliance Audit has responsibility for managing the effective implementation of specific components of Parkland's Ethics...