currently looking for a Chief Compliance Officer (CCO) to lead our enterprise-wide compliance program and champion a firm‑wide... with securities authorities (e.g., Chief Compliance Officers Qualifying Exam, Partners, Directors and Senior Officers (PDO/PDSO...
Job Description Develop, implement and manage RBC’s compliance program. Coordinates with federal and provincial... for compliance issues Job Skills Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial...
: $56,430.00 - $93,414.00 Job Posting Description: This is an onsite role #LI-Onsite Are you interested in supporting the Chief People Officer... and efficient administrative, technical, and operational support to the Chief People Officer and supporting teams...
Fractional Chief Financial Officer (CFO) - Downtown Toronto - 2 days/week - PE firm Toronto, ON (Hybrid) Our client..., a private equity-firm, is seeking an experienced Fractional Chief Financial Officer (CFO) to provide senior-level financial...
Position Title: Chief Legal Officer / Head of Legal Advisory Location: Remote / Hybrid Reports To: Managing Partner... has been retained to recruit a Chief Legal Officer / Head of Legal Advisory for a confidential investment platform specializing...
Environmental Technology Company – Chief Executive Officer Posted on About the Company Our client is one of the..., and massively scalable. Scope of Position Our client is seeking a Chief Executive Officer (CEO) to lead the company into its...
. Implement and oversee change management initiatives to adapt to evolving market and organizational needs. Ensure compliance...
reporting to stakeholders including the Chief Compliance Officer (CCO) / Head of Compliance, the Compliance Committee, Board..., within requisite timelines. Assist Manager with developing and amending compliance policies and procedures, in response to changing...
and completeness. Prepare quarterly compliance reports for the US Insurance CCO, highlighting key issues for the Global Chief... Compliance Officer and John Hancock Audit Committee. Required Qualifications: Expertise with regulatory compliance...
responsibilities, including issue oversight and monitoring activities. Support the RBC DS Chief Compliance Officer on internal...Job Description What is your opportunity? As Director, RBC Wealth Management Canada Compliance, you will play a key...
”) will assist the Chief Compliance Officer - Canada (“CCO”) in fulfilling the following key objectives for the Chubb Group legal...; Privacy - Assisting the CCO in their role as Chief Privacy Officer in managing privacy matters; AML and ATF - Assisting...
and procedures. The successful candidate will report to the Chief Compliance Officer in Canada. What is the Senior Regulatory... Compliance Officer, other internal business partners and for regulatory reporting. How You Will Add Value Ensure all assigned...
to the business. Reporting the Chief Compliance Officer (CCO), this role requires hands-on work that encompasses managing... Chief Compliance Officers Qualifying Exam, Partners, Directors and Senior Officers Course Exam, or equivalent...
: lead and execute special projects as assigned by the reporting manager or Chief Compliance Officer (CCO), driving strategic..., Regulatory Compliance – Listed Derivatives, Montreal Exchange to join our team. In this critical role, you will provide expert...
: lead and execute special projects as assigned by the reporting manager or Chief Compliance Officer (CCO), driving strategic... Compliance – Listed Derivatives, Montreal Exchange to join our team. In this critical role, you will provide expert regulatory...
by establishing effective review practices. Advantages High Impact Role: Directly report to the Chief Compliance Officer...The Senior Country Compliance and Operational Risk Manager is a key role, reporting directly to the Chief Compliance...
looking for: Reporting to the Chief Compliance Officer, this position advises the business on regulatory compliance Bank Act-related.../initiatives as the Compliance liaison to assist the BU in assessing regulatory risks. Reviews project documentation (business...
looking for: Reporting to the Chief Compliance Officer, this position advises the business on regulatory compliance Bank Act-related.../initiatives as the Compliance liaison to assist the BU in assessing regulatory risks. Reviews project documentation (business...
Job Description WHAT IS THE OPPORTUNITY? The Lead Senior Registration Officer is responsible for providing superior... of regulatory and compliance policies and guidelines as it relates to individuals and firms and act as subject matter expert...
that we are delivering service effectively to our customers in ON, BC, AB. Reporting into Dr.Bill’s Chief Operating Officer, this is a high... through upskilling, strategic initiatives, and process improvements. Regulatory Compliance: Stay updated on industry...