in conjunction with the Chief Compliance officer and business colleagues to ensure adherence to regulatory standards and industry... compliance team led by the Chief Compliance Officer. This role is currently in a hybrid schedule (3 days in office / week...
directly to the Chief Compliance Officer, Canada Investments who oversees the US&C Investments Portfolio Compliance team...Company: Mercer Description: We are seeking a talented individual to join our Compliance team at Mercer. This role...
from all business lines to facilitate the audit process. Assist the Chief Compliance Officer in responding to inquiry letters...Global investment Firm seeks an expereinced Anti-Money Laundering Compliance Officer, this indvidiual wioll...
; Assisting with the drafting of CIBC’s Annual Swap Dealer and Security Based Swap Dealer Chief Compliance Officer Reports... they are and what they contribute. To learn more about CIBC, please visit What You’ll Be Doing: The Swap Dealer Compliance Officer is responsible...
and security-based swap dealers, including assisting each applicable Chief Compliance Officer (CCO) in satisfying their duties...Frameworks Compliance Officer, VP Morgan Stanley is seeking a Compliance Officer to join the Swap Dealer Compliance...
Chief Compliance Officer duties. Qualifications: > 10+ years of prior experience in a legal, compliance or regulatory...IM Distribution Advisory Compliance Officer Morgan Stanley Overview Morgan Stanley is a leading global financial...
results to stakeholders which may include the Chief Compliance Officer, the Executive Committee and Senior Management Track...Summary: Under supervision of the Head of Compliance Testing and Monitoring, as part of the Credit Agricole CIB...
Chief Compliance Officer, the Executive Committee and Senior Management Track and monitor issues identified from the... Job description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Testing and Monitoring Officer...
Chief Compliance Officer, the Executive Committee and Senior Management Track and monitor issues identified from the... Job description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Testing and Monitoring Officer...
to identify potential problems & compliance issues Will report to and work closely with the company's Chief Compliance Officer...The Role: We are seeking an experienced Compliance Officer with a strong background in financial services...
Markets. The role dual reports to the Deputy Chief Compliance Officers for KKR Private Markets and KKR Public Markets...'s parent company is KKR & Co. Inc. (NYSE: KKR). TEAM OVERVIEW KKR's Compliance team is responsible for developing...
Job Description The New York County District Attorney's Office seeks a Chief Investigator for the Investigation... Bureau. Th Chief Investigator leads all investigative personnel and units, oversees security protocols, and ensures...
EBC executive staff to assist in enforcement actions. - Coordinate with Chief Compliance Officer and Director of Facades...: - Managing inspectorial staff within Existing Buildings Compliance (EBC). - Implementing and supervising the process...
to serve as the Assistant Deputy Chief Investigator (ADCI) in the OSI Public Integrity Division (PID). This division... Public Integrity Division collaborates with others within the Department to ensure compliance with the federal Prison Rape...
. The primary responsibility of this role is to lead Assistant Chief Investigators and their teams of investigators in the..., but are not limited to, the following: Manages an Assistant Chief Investigator directing a team of criminal investigators, analysts...
As the Chief of Staff to the Chief Information Security Officer at Datadog, you'll work directly for the CISO and work... - Objectives and Key Results) across the Security, Compliance, and IT teams, including quarterly off-sites. Manage operational...
to serve as the Assistant Deputy Chief Investigator (ADCI) in the OSI Public Integrity Division (PID). This division... Public Integrity Division collaborates with others within the Department to ensure compliance with the federal Prison Rape...
, agency policies and applicable federal and state statutes. Specifically, the Assistant Chief of Operations ensures compliance...Duties Description The Airport Firefighter 3/Assistant Chief of Operations (Assistant Chief) works under the...
, agency policies and applicable federal and state statutes. Specifically, the Assistant Chief of Operations ensures compliance...Duties Description The Airport Firefighter 3/Assistant Chief of Operations (Assistant Chief) works under the...
to the Chief Compliance Officer, senior management, and business lines regarding compliance with Deposit and Lending laws... items Manage the Compliance Regulatory Change Management (“RCM”) Program Daily monitoring, review and assessment...