This CASS & Safeguarding Oversight Officer role sits in our Business Operations team. In BizOps, we don't just keep the lights... for the company's biggest compliance challenges, ensuring a smooth transition to the new CASS 15 rules. Design the...
Are you an experienced auditor with strong CASS knowledge? This is an exciting opportunity to step into a CASS Audit.... Responsibilities: As a CASS Audit Manager, you will… Lead CASS audits from planning to completion, ensuring compliance with FCA...
Audit Manager - CASS We are searching for an experienced Audit Manager - CASS Make an Impact at RSM UK... on CASS reasonable assurance audits. Our CASS audit team is growing, and this is an exciting opportunity to play a key role...
Are you an experienced auditor with strong CASS knowledge? This is an exciting opportunity to step into a CASS Audit.... Responsibilities: As a CASS Audit Manager, you will… Lead CASS audits from planning to completion, ensuring compliance with FCA...
. Job Description: You already know what a CASS and Safeguarding Audit Manager do, so we want to tell you what it’s like to work at Grant Thornton... and CASS / Safeguarding if desired* Why Audit at Grant Thornton Our UK audit practice is built of over 2300 people working...
, industry-changing realities. For our business, for clients, and for you Apex Unitas Limited CASS Oversight Officer... Responsible for managing CASS for the company. Responsible for the CASS auditor relationship, running the firms CASS audit...
At Metro Bank, we believe the best banking experience starts with people who genuinely care. We're not just delivering banking services - we're building trust through authentic connections. Here, our people come first; our colleagues are pa...
Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economi...
assigned sections of the firms Compliance Monitoring Program ISDA Master Agreements, TPAs and other legal documents CASS...
environment remains effective against live and emerging threats. Deliver the quarterly CASS (CORF) attestation Deliver monthly... CASS Resolution Pack assessment and attestation Ensure audit activity related to Controls (including CASS risk...
. We are a collaborative team of eight subject matter experts seeking a Senior Associate to oversee CASS compliance and regulatory reporting.... Key Responsibilities CASS 8 Oversight: Manage mandate lists and perform extractions/validations. Reporting: Produce...
for another 12 months, up to a maximum of 24 months. 4 days in the office, 1 at home. Responsibilities Oversee CASS 8 mandate... lists for multiple business lines. * Produce key CASS MI. Manage CASS RP attestation process, testing and maintenance...
and regulatory expectations (incl. areas such as Suitability & Appropriateness, CASS, Consumer Duty et. al.) Familiarity with ISA...
documents CASS Compliance Monitoring Previous experience within Compliance and understanding of products is preferred...
within the Lloyds market or wider general insurance sector Knowledge of FCA CASS 5 (Insurance Client Money) requirements...
Accounting and PSL Other tools used: Cass & Crew, Eclipse Team & Culture Tight-knit team of 10, with 3-4 team members often...
compliance with CASS rules at all times. Payments to UTM’s for settlement of unit trust trades. Effectively managing Broker...
. Assistance in audits (internal/external: statutory audit, CASS 5 audit) Supporting corporation tax, VAT returns Supporting FCA...
Rules including the safeguarding of client assets (CASS) sourcebook. Experience of regulatory change management programs...
, provide MI to all business areas, including clients whilst supporting the Head of CASS and Rebates and liaise with the wider...