Overview: We are looking for an experienced Broker-Dealer Regulatory Consultant to support client activities... of U.S. regulatory reporting frameworks (e.g., 15c3-1, 15c3-3). 5+ years of relevant in broker dealer industry experience 20+ years...
in relevant areas, such as trade life cycle, front-office structure, broker-dealer operations, clearance and settlement, client... their infrastructure, dealing with regulatory change, defining their digital client strategy, enhancing their client service experience...