About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker..., we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker...
team! As a Payments Sales Manager within the Financial Institutions Group - North America Broker Dealers and Market...Job Category: Relationship Sales Job Description: Join the NA Broker Dealers and Market Structure Payments Sales...
management, investment advisor, broker-dealer and fiduciary activities. Knowledge of various financial instruments, investment...We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team...
insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer. For deeper...Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside...
of applicable laws and regulatory requirements related to broker/dealer and fiduciary activities Strong interpersonal...Job Category: Auditing Job Description: We are on the lookout for a talented Audit Manager to join our Consumer...
goals. Collaborate with cross-functional teams including advisory, broker-dealer, compliance, legal, operations, marketing... and actions to the purpose of serving clients. Experience with Salesforce, managed investing and broker dealer platforms...
or similar. 3 - 5 yrs.+ of experience in a similar role Understanding of Broker/Dealer Compliance and Capital Markets... and regulations and ensure compliance within those rules. Preparation as Business Requirement Documents to support projects related...