. Visit to learn more. About the Role: We are hiring an Associate General Counsel, SEC as our highly experienced legal... company. What You'll Do: Lead compliance with SEC and NYSE rules and requirements, including preparation of all SEC...
outdoors and a desire to protect it for future generations. Role Summary The Associate General Counsel, Corporate Governance... General Counsel, Corporate Governance and Securities will report to the General Counsel and will work with other members...
Mechanics Bank currently searching for a Associate General Counsel to join our team. Here at Mechanics Bank, we value... Creek location. The Associate General Counsel - Securities supports the General Counsel and Corporate Secretary in the day...
company, from Annual (Form 10-K), Quarterly (Form 10-Q) and Current (Form 8-K) SEC Reports, to major corporate transactions... Securities Law Prepare and review SEC filings (including Annual Reports, Quarterly Reports, proxy statements, and beneficial...
or in-house environment an excellent opportunity to work on general corporate law matters, including corporate governance... in Key Legal as well as internal lines of business such as SEC Reporting, Corporate Treasury, Executive Compensation...
General Counsel in advising and supporting a wide range of legal matters across the global ICE Data Services business units... and exchanges, including, but not limited to MiFID II, SEC, CFTC, EU General Data Protection Regulations, US export control laws...
counsel, as appropriate to ensure the proper approach. Act per direction of, and partner with, the Associate General Counsel.... A Corporate Counsel acts as a trusted legal advisor and provides legal counseling and advice on matters of significant legal...
of our Associate General Counsel, Product & Regulatory, you will play an immediate and direct role in all things regulatory and product... Assist with civil, litigation or regulatory matters and supervise outside counsel as needed Remain up-to-date on relevant...
as Counsel or Senior Counsel, Investigations. This role will report to the Associate General Counsel, Export Controls.... Partner closely with the Associate General Counsel, Export Controls to assess and resolve issues arising from export...
diligence with Issuer counsel prior to the transaction, negotiates and implements 10b5-1 contracts (including trade execution... pursuant to the plan) and facilitates SEC filings, clearing and settlement of restricted trades. An important part of the...
) leaders to implement investigation strategies and programs, and Talent and/or the General Counsel's Office (GCO) on individual... it to go. Join EY and help to build a better working world. Investigations Team, Associate Director (Data, Time...
Corporate Trust Associate is primarily responsible for managing and overseeing the services delivered to Corporate Trust Clients.... Job Description The Corporate Trust Associate is primarily responsible for managing and overseeing the services delivered to Corporate...
community and are committed to creating a workplace that looks like the world that we serve. The General Counsel's Office.... Learn more about Clearance and Settlement by . About the Team: The General Counsel's Office is a valued, trusted...
with the counsel and CCO to ensure general compliance with fund docs as well as regulatory filings and requirements such as SEC...About the Role iCapital is looking to hire an Associate to join the Hedge Fund Finance team. This role is hands...
issues and formulating solutions. Partners with other teams (General Counsel, Compliance, Commissions, Suitability... position with the SEC, IRS, state insurance department or compliance. Knowledge, Abilities and Skills: General knowledge...
ALLOWED An Associate's degree in the health, human services or mental health areas may be substituted for the General..., and persons with disabilities. ACKNOWLEDGEMENT As defined by Sec. 5-196 of the Connecticut General Statutes, a job class...
. ACKNOWLEDGEMENT As defined by Sec. 5-196 of the Connecticut General Statutes, a job class is a position or group of positions... counseling and custodial activities for residents. Along with other duties as needed, we would have you: Counsel and advise...
ALLOWED An Associate's degree in the health, human services or mental health areas may be substituted for the General..., and persons with disabilities. ACKNOWLEDGEMENT As defined by Sec. 5-196 of the Connecticut General Statutes, a job class...
for providing legal and administrative support to in-house counsel, with a primary focus on entity management, corporate governance..., with a strong sense of ownership and accountability. With the appropriate involvement of legal counsel, key responsibilities of the...
primarily to the VP & Associate General Counsel managing the Corporate Governance & Securities team, with a dotted-line... of the Legal team, with a primary focus on corporate and securities matters, including SEC and international securities...