New York Self Clearing Broker Dealer is seeking an Accounting Professional with Finance experience to work in a temp... in the foreseeable future. If Candidate has Broker-Dealer Self-Clearing experience and an active Series 27 it is a huge...
Vice President, Internal Audit Project Leader – Broker Dealer & Treasury Services At BNY, our culture allows... as an “in-charge” on audits and/or regulatory validations Knowledge and experience in broker dealer and treasury services operations...
Vice President, Internal Audit Project Leader - Broker Dealer & Treasury Services At BNY, our culture allows us to run... Knowledge and experience in broker dealer and treasury services operations. Performs risk-focused fieldwork, in accordance...
with best practices and regulation changes Qualifications and Competencies Bachelor’s degree in Finance, Economics, Accounting... of financial markets, trading strategies, and relevant regulations (Banks, Broker Dealer and Swap Dealer) Series 7, 63, or 99...
and will contribute analysis and translation of various Broker-Dealer regulatory requirements in collaborations with other stakeholders... or equivalent combination of education and work experience required. Accounting or Finance concentration preferred 4+ years of work...
. Complete assigned audits work within budged timeframes Knowledge and experience in broker-dealer services, investment advisory..., or Treasury & Liquidity business experience preferred. Degree in Finance or Accounting and/or professional certification like CPA...