Compliance Officer to join us in either Manchester or Cardiff The AML Compliance Officer will work closely with the Deputy Money... Compliance Officer to join the Risk & Compliance team. The role offers exposure to a wide variety of AML work...
scales. They are now seeking a Head of Risk and Compliance Officer to lead the firm's compliance function and strengthen its... risk framework. The Opportunity Oversee the firm's full compliance framework in line with SRA Standards and Regulations...
The role: As a Compliance Officer you will play a key role within the firm’s Central Compliance Unit (CCU), ensuring... for undertaking and overseeing conflict of interests checks as well as anti-money laundering (AML)/client due diligence (CDD) checks...
6.1.3R. The Senior Compliance Monitoring Officer (SCMO) supports the HoCM in providing effective compliance oversight through the... development, execution, and refinement of a risk-based Compliance Monitoring Plan (CMP). This includes identifying...
Risk and Compliance Officer Vacancy Available Rate: £26,000 per year Venn Group are currently working with a law... firm based in Manchester who are looking to bring in a Risk and Compliance Officer on a 6-month Fixed Term Contract. The...
. As part of the team, you’ll play a critical role in ensuring compliance with legal and regulatory requirements and maintaining... on compliance with our rules and regulations, and internal IM policies relating to onboarding our clients, acting as a key point...