and risk assessments, focusing on risk management and internal controls; Assist senior management and the business in the... Department: Risk Management Reporting to: Head of Risk & Controls What the Hiring Manager says ‘This is an exciting time...
as delivered by your line manager, the Culture & People or assurance teams (compliance, risk, internal audit) either directly, via... & Compliance and other Business Users. Job Summary: Specialist insurance company Beazley is seeking a Head of Global Planning...
Market Data Auditor Location: London Department: Market Data Audit and Reporting Reports to: Senior Market Data... Compliance Manager The Auditor is responsible for auditing all clients to ensure that current market data commercial policies...
. This forms part of our internal promise to you, The Deal, between the firm and its employees. Team Structure In recent years... Lead the Business Acceptance team (currently comprising an AML & Sanctions Manager, a Business Acceptance Manager, five...
for an experienced CDD Analyst to join a respected global investment manager and play a key role in strengthening its due diligence...CDD Analyst - Charities / Not-for-Profit Focus A CDD Analyst is required for a leading investment manager to support...
management and access controls. Participates in audit and compliance requests Take part in implementation and change control... activities. Deliver timely and appropriate communication to stakeholders and internal customers, providing acknowledgement...
Job Category: Vice President Job Description: SUMMARY: Goldman Sachs Global Compliance is dedicated to protecting... the reputation of the firm, managing risk and helping to advance the business of the firm. From global financial centers...
: o UK Senior Manager and Certification Regime administration o US SEC (SBSD)/CFTC (SD) Swap Associated Persons Designation... requirements. Assisting Senior Management in the management of any relevant internal audits and regulatory examinations...
experience at a senior manager or manger level. Subject matter expertise in the G20 regulatory reporting regimes (EMIR, CFTC... and succeed. We believe that you have the skills and drive to make a real impact. We foster a thriving internal community...
Senior Conflicts Manager where required. Working alongside the Client Terms Team in the analysis of engagement terms... compliance policies and procedures. Using the Firm's global conflicts and new matter opening system and other internal/external...