Position Summary Guggenheim Investments seeks a candidate to join the Loan Agency team. Reporting to the Senior... annual external AT-C 205 audit including data pulls, control walkthroughs, and gathering of documented evidence of control...
by ensuring accurate, timely completion & insightful external & internal reporting and presentation to various senior management... controls and liaison & coordination of PBCs & audit workpapers & queries Oversight of GAAP, STAT, TAX & other accounting basis...
that any audit findings are appropriately responded to and remediated Works with Market Manager and Senior Risk Officer to monitor... with customer complaints and litigation Together with the Market Manager and Senior Risk Officer, ensures appropriate supervisory...
manager with broad-based experience in compliance, internal and external audit, financial reporting and programmatic fiscal... agency's operating and capital budget. BFS oversees the Budget, Payment Services, Claiming and Revenue Accounting and Audit...
Chief Compliance Officer, the Executive Committee and Senior Management Track and monitor issues identified from the... of action closure and prepare the action plan validation memo for Testing Unit Manager's review and approval Carry out...
results to stakeholders which may include the Chief Compliance Officer, the Executive Committee and Senior Management Track... by the due date Perform validation of action closure and prepare the action plan validation memo for Testing Unit Manager...
Chief Compliance Officer, the Executive Committee and Senior Management Track and monitor issues identified from the... of action closure and prepare the action plan validation memo for Testing Unit Manager's review and approval Carry out...
we take care of ourselves, each other, and our communities. Job Summary: As a Senior Product Designer on the team.... In most cases, you will be supported by a couple levels of leadership including a lead, principal designer, and a design manager...
with the Legal and Compliance Division with customer complaints and litigation Together with the Market Manager and Senior... with Market Manager and Senior Risk Officer to monitor people risk, and ensures appropriate action is taken Responsible...