Job Description What is the opportunity? US Regulatory Services is responsible for ensuring timely, accurate..., and complete reporting to various exchanges, self-regulatory organizations and the SEC. The individual in this role is primarily...
Job Description What is the Opportunity? The Associate Director, Cyber and Technology Risk Management Practice... Operational Risk programs; identifying issues with policy/standards compliance through analysis and testing of controls; enhancing...
. To learn more, visit us at . #LI-Hybrid Job Description The Associate Director, Operational Risk & Resilience works... with regulatory and internal standards. · Support integration of BCM and ORM policy frameworks, ensuring common risk taxonomy...
. To learn more, visit us at . #LI-Hybrid Job Description The Associate Director, Operational Risk & Resilience works... with regulatory and internal standards. · Support integration of BCM and ORM policy frameworks, ensuring common risk taxonomy...
. To learn more, visit us at . #LI-Hybrid Job Description The Associate Director, Operational Risk & Resilience works... with regulatory and internal standards. · Support integration of BCM and ORM policy frameworks, ensuring common risk taxonomy...
. To learn more, visit us at . #LI-Hybrid Job Description The Associate Director, Operational Risk & Resilience works... with regulatory and internal standards. · Support integration of BCM and ORM policy frameworks, ensuring common risk taxonomy...
Job Description The Associate Director – Local Market Risk will play a pivotal role in establishing and maintaining.... Ensure Compliance and Policy Adherence: Monitor activities to ensure full compliance with internal risk management policies...
metrics within Cyber and Technology related Dashboards against Cyber and Technology risk management frameworks and compliance... objectives and regulatory requirements. Collaborate with Cyber and Technology Risk leads to align risk management initiatives...
. Evaluating risk rating accuracy, underwriting and portfolio management practices, emerging risks, compliance with regulatory... guidance, and compliance with RBC policies and procedures. Execute the risk-based annual plan in collaboration with CRR...
portfolios. Evaluating risk rating accuracy, underwriting and portfolio management practices, emerging risks, compliance... with regulatory guidance, and compliance with RBC policies and procedures. Provide coaching, mentorship, and performance feedback...
Job Family: Risk & Regulatory Compliance Consulting Travel Required: Up to 25% Clearance Required: None... leaders. The Associate Director, Cybersecurity and NERC Compliance role is expected to leverage industry connections to foster...
, Regulatory Compliance – Listed Derivatives, Montreal Exchange to join our team. In this critical role, you will provide expert... regulatory advice and compliance support for sales and trading activities on the Montreal Exchange (MX). You will play a key role...
Job Description What is the opportunity? We are seeking a dynamic and experienced Associate Director, Regulatory... Compliance – Listed Derivatives, Montreal Exchange to join our team. In this critical role, you will provide expert regulatory...
Compliance Senior Associate (L5) We are seeking a compliance professional. In this role, you will support with implementing..., and who thrives in a dynamic environment. What you’ll be doing: Providing regulatory and compliance guidance to the...
As an Associate General Counsel, you’ll play a critical role in managing privacy and AI compliance, supporting customer..., and bring a passion for technology, innovation, and regulatory compliance to a fast-paced, high-impact environment. Key...
Job Category: Compliance Risk and Diligence Job Description: Have an analytical mind and enthusiasm for research..., regulatory, sanctions and corporate organization / structure terminology and concepts is highly preferred Undergraduate...
Job Description What is the opportunity? Reporting to the Associate Director, Financial and Regulatory Reporting... of organizational targets through the weekly Risk Adjusted Capital (RAC) estimates. Conduct timely regulatory margin testing...
. You will also manage trade compliance, ensuring compliance with all regulatory requirements for all imports and exports of shipments... ethics program, including but not limited to Risk Assessment, Continuous Improvement Reviews, Compliance Store Tours, Ethics...
, and more, many of which are fully covered or subsidized by us. Responsibilities of the Role Ensure compliance with regulatory... management, risk management, and firm policies. Provide expertise on compliance issues and offer guidance on policies...
. Proven experience in senior compliance or regulatory roles, preferably with oversight responsibilities. Expertise in Tier 2... supervision, trade surveillance, branch audits, conflicts of interest management, marketing compliance, and data-driven risk...