Regulatory Operations Senior Data Analyst - AVP Team/Function Overview: The Regulatory Operations group (Reg Ops...) is a centralized unit within the Operations team, specializing in data-driven regulatory reporting, analysis, and quality assurance...
Regulatory Operations Vice President (VP) will be responsible for NAM cross-product Regulatory Reporting and Controls... and regulatory engagement. The successful candidate will be required to effectively manage teams both within- and outside...
Software Guidance & Assistance, Inc., (SGA), is searching for an Business Analyst - Risk/Controls for a contract... Operational Issue Management resolution stemming from both Internal firm self-identified, Internal Audit and Regulatory driven...
Control & Risk Analyst This role focuses on risk metrics and reporting Must have strong data analysis... availability for operations teams and senior management to manage their risk and ensure robust control oversight, through the...