, and maintenance of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business... on the operations or strategy of the Company. The job interacts with senior management, developing, revising...
on remediation and program development and improvement within TDS. Depth & Scope Work with stakeholders throughout the Firm... to build, maintain and enhance TD's Firm-wide Volcker Rule Compliance program Provide stakeholders real-time interpretive...
and standards, methodologies, and controls to increase transparency, accuracy and consistency across groups. Works with stakeholders... to implement the methodology, metrics, and program standards for the assigned portfolio to ensure compliance and effective...
working at more than 350 locations across North America. Job Description Position Purpose: Senior Project Engineer... in the commissioning, testing and troubleshooting of mechanical systems and related controls. Candidate will be responsible...
. Sounds like a winning formula for you. Join us! THE ROLE The Executive Chef is the senior culinary leader responsible..., catering, and special events. Reporting directly to the venue’s General Manager, the Executive Chef is responsible for daily...
environment (experience at a large alternative asset manager or similarly regulated firm strongly preferred). This leader... will guide a small team of technical resources and partner closely with Compliance stakeholders, Product/Program partners...
of technology solutions supporting Ares’ Investment Compliance capabilities, including surveillance, pre-/post-trade controls... across the investment process and a strong understanding of information barriers and related compliance controls. They bring...
domains (e.g., trade/transaction compliance controls, surveillance/monitoring, approvals, attestations, exception management... and transaction compliance processes, including understanding of pre-/post-trade controls, restricted/watch list considerations...
Systems subject matter expert with experience in a complex environment—ideally from a large alternative asset manager, large..., entity governance, eDiscovery enablement, and controls/issue management. Drive discovery and definition activities: process...
Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team.... Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to the surveillance program...
reports to a Senior Manager or above Education & Experience: Undergraduate degree in Business (Accounting or Finance... with Equities Sales, Trading, Research, senior management, and TDS Technology to develop data infrastructure and analytics...
Qualifications: 10 years of direct experience as a senior business person, program manager, or technology platform owner... Solutions. The primary function of this role is to drive the internal and external applications comprising the Portfolio Manager...
to 5 fellow staff members and often coach newer staff members, under supervision of a Senior, Manager and/or Partner.... Identify, assess, and document controls and weaknesses in client accounting systems. Thoroughly evaluate assigned areas...
is responsible for implementing and administrating all aspects of the Bank’s compliance program pertaining to the Bank Secrecy Act... and other illicit financial activities, while aligning with the Bank’s BSA/AML Compliance Program, Sanctions Compliance Policy...
is responsible for implementing and administrating all aspects of the Bank’s compliance program pertaining to the Bank Secrecy Act... and other illicit financial activities, while aligning with the Bank’s BSA/AML Compliance Program, Sanctions Compliance Policy...
Manager (BURM). The Operational Risk Analyst will play an integral role in monitoring and evaluating the effectiveness... Responsibilities: Help assess the effectiveness of established operational risk management controls Assist in the completion...
Description: Provide administrative and financial services to profit center. Reports to: Senior Accountant, Finance Reporting HQ... or Financial Manager, Finance Reporting HQ Essential Duties & Responsibilities: Assist accountant to ensure client contractual...
continues to evolve. This position reports directly to the Senior Manager Corporate Audit. Essential Responsibilities Lead... methodology, data-driven insights, and continuous improvement. This role offers strong exposure to senior leadership...
continues to evolve. This position reports directly to the Senior Manager Corporate Audit. Essential Responsibilities Lead... methodology, data-driven insights, and continuous improvement. This role offers strong exposure to senior leadership...
as a senior project manager for projects and at the same time be responsible for the coordination of their program with area... Program. Primary Responsibilities: HDR is currently looking for a Project Delivery Manager in NY/NJ. They will be expected...