SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group... offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...
At PwC, our people in audit and assurance focus on providing independent and objective assessments of financial statements..., Economics and Finance & Technology, Business Administration/Management, Accounting & Technology, Regulatory Compliance preferred...
requirements, excluding Financial Crimes Compliance. Any instances of non-compliance must be promptly escalated. Monitor and test... in planning, executing, and reporting compliance assurance reviews and validating compliance or regulatory issues. Stay current...
financial information to non-finance stakeholders. Strong presentation skills when conducting interviews, and has the ability... to ensure both accurate Licensee reporting and compliance with applicable Licensee agreements. Develop a cohesive approach...
, and maintenance of accounting policy documentation, including maintenance of documentation for certain SOX financial reporting... assurance or advisory, financial reporting and/or corporate experience working on public companies Experience researching...
Trading and Sales Panels working with Front Office on bookings, allocations, and Regulatory reporting Send trade-recap... of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities...
and take corrective actions as necessary. Ensure regulatory compliance with local and national government agencies (CBP, FDA, USDA, TSA... roll-up reporting. Prepare regional summary of physical inventory results. Perform related duties as assigned...
, reporting, and financial performance tracking. * Support risk adjustment team, including forecasting revenue, monitoring... and valuing activities, and reporting. Principal Accountabilities Support and influence multi-year strategy development...
in financial accounting and investment management, such as fund accounting systems, data warehouses, and reporting tools..., opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information...
Your Journey Starts Here: Santander is a global leader and innovator in the financial services industry. We believe... like approval rates, automation rates, and error rates. Work with analytics and reporting teams to assess the impact of strategy...
reconciliation and resolution as well other regulatory reporting duties in the Finance department. Duties and Responsibilities...Job Objectives: Responsible for treaty and facultative ceded reinsurance reporting and payable and receivable...
managers to design, develop and implement risk controls for new products to mitigate operational, regulatory, compliance... of experience in Financial Services and/or transaction banking 5+ yrs in Risk, Control or Compliance disciplines. Knowledge...
on regulatory and compliance matters. Provide training for employees. Participate in and provide reporting for various internal...Together we fight for everyone’s opportunity for a better financial future. We will do this together — with customers...
to regulatory standards, including advising staff on appropriate methods for identifying and resolving non-compliances through root... and supporting quality assurance activities and regulatory compliance at PHL. This is an excellent opportunity...
supports the firm's critical risk management function by performing all duties associated with conflict of interest reporting..., as they relate to the intake of new business, the hiring of lateral personnel, and other department functions. This is a non-exempt...
Firm's excess liquidity Managing the Firm's funding and liabilities Managing the Firm's liquidity risk and its regulatory..., and modeling teams to enhance the risk and finance analytics platform. Automate reporting, scenario generation, and model...
compliance with federal, state, city, and agency regulatory requirements Assist with the mgmt. of employee accident reporting...Description : is a non-profit organization servicing the NYC-Metro area and for over 35 years, we’ve provided life...
with a strong competency in financial reporting and analysis. Prior Diagnostic Imaging experience is preferred...A Territory Manager of Operations is a regional leader who insures organizational, operational, financial, and revenue...
should be directly involved. The Senior Risk Officer role is a non-revenue sharing position that has dual straight line reporting to the... and regulatory and compliance practices Provides the coaching and guidance on policies and procedures in order to promote risk...
, Machine Learning, Data Scientists, Payments (pay-in and payout), Ledger, Regulatory Reporting, Financial...About Stripe Stripe is a financial infrastructure platform for businesses. Millions of companies-from the world...