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Keywords: Manager Investment Compliance, Location: Toronto, ON

Page: 9

Investor Anti-Money Laundering, AVP

are met. They will provide oversight and support as client manager for multiple local client relationships, both new and existing, with a focus... controls, external compliance and regulatory requirements Regular liaisons with the senior management team, providing...

Company: State Street
Location: Toronto, ON
Posted Date: 29 Nov 2025

Senior Internal Auditor (6 month contract)

brings a disciplined approach to delivering excellence in investment management through its fundamental, quantitative..., private capital, and high-net-worth businesses. Our suite of diverse investment solutions extends globally to a wide range...

Company: AGF Management
Location: Toronto, ON
Posted Date: 28 Nov 2025

Security GRC Specialist

of investment advisors. Our asset manager, NEI Investments, specializes in investing responsibly. Our online brokerage, Qtrade... to join our growing Security GRC team. Reporting to the Director of Security Governance, Risk & Compliance (GRC), the Security GRC...

Company: Aviso Wealth
Location: Toronto, ON
Posted Date: 27 Nov 2025
Salary: $105000 - 125000 per year

Senior Transfers Administrator, Temporary

in compliance with company policy and industry regulations (e.g., laserfiche, OSM, Dataphile, ATON) Communicate with peers... will be contacted. No recruiters or agencies, please. Company Overview: Aviso is a leading wealth management and investment...

Company: Aviso Wealth
Location: Toronto, ON
Posted Date: 27 Nov 2025
Salary: $55000 - 65000 per year

Supervisor, Trading, QTrade Contact Center

of investment advisors. Our asset manager, NEI Investments, specializes in investing responsibly. Our online brokerage, Qtrade... to join our Qtrade Direct Investing team. Reporting to the Senior Manager, Client Solutions, the Supervisor Trading is responsible...

Company: Aviso Wealth
Location: Toronto, ON
Posted Date: 26 Nov 2025
Salary: $83000 - 95000 per year

Director, Data Strategy

governance bodies and executive steering committees to oversee data priorities, investment planning, and cross-functional..., and retention across all data domains. Govern information assets across their lifecycle to ensure compliance with industry...

Location: Toronto, ON
Posted Date: 24 Nov 2025
Salary: $94600 - 176000 per year

Associate, Sales Enablement (12-month Contact)

management company in Canada, managing approximately $271 billion in assets. It offers financial planning and investment services... to the Manager, Sales Practices, the Analyst will be responsible for supporting dealer conference planning and execution...

Posted Date: 21 Nov 2025

National Vice President, Priority Clients

of investment advisors. Our asset manager, NEI Investments, specializes in investing responsibly. Our online brokerage, Qtrade... wealth management advice and strategic investment guidance. The ideal candidate brings deep expertise in online brokerage...

Company: Aviso Wealth
Location: Toronto, ON
Posted Date: 21 Nov 2025
Salary: $115000 - 145000 per year

Senior Internal Auditor

of investment advisors. Our asset manager, NEI Investments, specializes in investing responsibly. Our online brokerage, Qtrade.... Reporting to the Manager, Internal Audit, the Senior Internal Auditor is responsible for facilitating a systematic and ongoing...

Company: Aviso Wealth
Location: Toronto, ON
Posted Date: 20 Nov 2025
Salary: $83000 - 100000 per year

Controller

including processing, reviewing, integrating, automating, etc. Support and work alongside the Senior Manager, Budgeting... on program-specific annual budgets, including submission of timely financial reports to the CFO. Ensure compliance with tax...

Location: Toronto, ON
Posted Date: 20 Nov 2025
Salary: $110000 per year

Associate, Sales Enablement (12-month Contact)

management company in Canada, managing approximately $271 billion in assets. It offers financial planning and investment services... to the Manager, Sales Practices, the Analyst will be responsible for supporting dealer conference planning and execution...

Location: Toronto, ON
Posted Date: 20 Nov 2025

VP Institutional Sales

35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we’re...). What You Will Do Deliver funded new business that meets or exceeds annual sales targets. Articulate Fidelity’s value proposition to Investment...

Location: Toronto, ON
Posted Date: 20 Nov 2025

Application Architect – LifeCo

, Investment, and Insurance. The role has an expected growth path for the manager within 1-3 years of 4-5 Architects. Our client... processes and infrastructure capabilities. Project Involvement: Assess proposals and designs for architectural compliance...

Location: Toronto, ON
Posted Date: 19 Nov 2025

Business Analyst - AML

Are you a detail-oriented and investigative professional with a passion for Anti-Money Laundering (AML) compliance and financial crime... regulatory compliance within the banking and capital markets environment. Working with one of our top clients, this position...

Company: BeachHead
Location: Toronto, ON
Posted Date: 13 Nov 2025

TRADE ANALYST

and order management systems. Assist with compliance checks, risk monitoring related to investment guidelines, and regulatory...Posted: November 11, 2025 Location: Toronto, ON (In-Office) Our client, a Canadian firm specializing in investment...

Posted Date: 13 Nov 2025

Associate Director, Software Development, Capital Markets

Job Description What is the opportunity? Are you a Java Developer turned Technical Manager... ? We want to talk with you! At RBC Capital Markets, a premier global investment bank and a core part of Royal Bank of Canada...

Location: Toronto, ON
Posted Date: 12 Nov 2025

Defined Contribution (DC) Senior Consultant

Company: Mercer Description: We are seeking a talented individual to join our Wealth Investment Consulting team... investment structures, as well as selection and ongoing monitoring of investment managers and funds Structuring of customized...

Company: Marsh McLennan
Location: Toronto, ON
Posted Date: 09 Nov 2025

Senior Financial Analyst

— your best. We are a leading global real estate investor, developer and manager. We combine our capital with our capabilities to create real estate..., investment and intercompany account reconciliations, cash management, general and administrative expense analysis, foreign...

Company: Omers
Location: Toronto, ON
Posted Date: 08 Nov 2025

Director - Property Management - Residential

5% of time Closing: At Hines, we strive for excellence as a leading global real estate investment manager, driven... communication between project team members Ensures that all property operations in portfolio are in adherence and compliance...

Company: Hines
Location: Toronto, ON
Posted Date: 08 Nov 2025

Front Office Trading Technology BSA

across Front Office, Finance, Regulatory, Compliance, and Settlements teams. Track project progress and deliverables using JIRA.... Desired Skill Set: 5+ years of experience as a Business Systems Analyst within Capital Markets or Investment Banking...

Company: BeachHead
Location: Toronto, ON
Posted Date: 07 Nov 2025